“Black Mirror” Reflections: U.S.S. Callister (S4, E1)

This Black Mirror reflection will explore season 4, episode 1, which is titled “U.S.S. Callister”.  You can click here to read my last Black Mirror reflection (season 3, episode 2: “Playtest”).  In U.S.S. Callister, we’re pulled into the life of Robert Daly (Jesse Plemons), the Chief Technical Officer at Callister Inc., a game development company that has produced a multiplayer simulated reality game called Infinity.  Within this game, users control a starship (an obvious homage to Star Trek), although Daly, the brilliant programmer behind this revolutionary game, has his own offline version of the game which has been modded to look like his favorite TV show Space Fleet, where Daly is the Captain of the ship.

We quickly learn that most of the employees at Callister Inc. don’t treat Daly very kindly, including his company’s co-founder James Walton (Jimmy Simpson).  Daly appears to be an overly passive, shy, introvert.  During one of Daly’s offline gaming sessions at home, we come to find out that the Space Fleet characters aboard the starship look just like his fellow employees, and as Captain of his simulated crew, he indulges in berating them all.  Due to the fact that Daly is Captain and effectively controls the game, he is rendered nearly omnipotent, and able to force his crew to perpetually bend to his will, lest they suffer immensely.

It turns out that these characters in the game are actually conscious, created from Daly having surreptitiously acquired his co-workers’ DNA and somehow replicated their consciousness and memories and uploaded them into the game (and any biologists or neurologists out there, let’s just forget for the moment that DNA isn’t complex enough to store this kind of neurological information).  At some point, a wrench is thrown into Daly’s deviant exploits when a new co-worker, programmer Nanette Cole (Cristin Milioti), is added to his game and manages to turn the crew against him.  Once the crew finds a backdoor means of communicating with the world outside the game, Daly’s world is turned upside down with a relatively satisfying ending chock-full of poetic justice, as his digitized, enslaved crew members manage to escape while he becomes trapped inside his own game as it’s being shutdown and destroyed.

Daly stuck

This episode is rife with a number of moral issues that build on one another, all deeply coupled with the ability to engineer a simulated reality (perceptual augmentation).  Virtual worlds carry a level of freedom that just isn’t possible in the real world, where one can behave in countless ways with little or no consequence, whether acting with beneficence or utter malice.  One can violate physical laws as well as prescriptive laws, opening up a new world of possibilities that are free to evolve without the feedback of social norms, legal statutes, and law enforcement.

People have long known about various ways of escaping social and legal norms through fiction and game playing, where one can imagine they are somebody else, living in a different time and place, and behave in ways they’d never even think of doing in the real world.

But what happens when they’re finished with the game and go back to the real world with all its consequences, social norms and expectations?  Doesn’t it seem likely that at least some of the behaviors cultivated in the virtual world will begin to rear their ugly heads in the real world?  One can plausibly argue that violent game playing is simply a form of psychological sublimation, where we release many of our irrational and violent impulses in a way that’s more or less socially acceptable.  But there’s also bound to be a difference between playing a very abstract game involving violence or murder, such as the classic board-game Clue, and playing a virtual reality game where your perceptions are as realistic as can be and you choose to murder some other character in cold blood.

Clearly in this episode, Daly was using the simulated reality as a means of releasing his anger and frustration, by taking it out on reproductions of his own co-workers.  And while a simulated experiential alternative could be healthy in some cases, in terms of its therapeutic benefit and better control over the consequences of the simulated interaction, we can see that Daly took advantage of his creative freedom, and wielded it to effectively fashion a parallel universe where he was free to become a psychopath.

It would already be troubling enough if Daly behaved as he did to virtual characters that were not actually conscious, because it would still show Daly pretending that they are conscious; a man who wants them to be conscious.  But the fact that Daly knows they are conscious makes him that much more sadistic.  He is effectively in the position of a god, given his powers over the simulated world and every conscious being trapped within it, and he has used these powers to generate a living hell (thereby also illustrating the technology’s potential to, perhaps one day, generate a living heaven).  But unlike the hell we hear about in myths and religious fables, this is an actual hell, where a person can suffer the worst fates imaginable (it is in fact only limited by the programmer’s imagination) such as experiencing the feeling of suffocation, yet unable to die and thus with no end in sight.  And since time is relative, in this case based on the ratio of real time to simulated time (or the ratio between one simulated time and another), a character consciously suffering in the game could feel as if they’ve been suffering for months, when the god-like player has only felt several seconds pass.  We’ve never had to morally evaluate these kinds of situations before, and we’re getting to a point where it’ll be imperative for us to do so.

Someday, it’s very likely that we’ll be able to create an artificial form of intelligence that is conscious, and it’s up to us to initiate and maintain a public conversation that addresses how our ethical and moral systems will need to accommodate new forms of conscious moral agents.

Jude Law, Haley Joel Osment, Brendan Gleeson, and Brian Turk in Artificial Intelligence: AI (2001)

We’ll also need to figure out how to incorporate a potentially superhuman level of consciousness into our moral frameworks, since these frameworks often have an internal hierarchy that is largely based on the degree or level of consciousness that we ascribe to other individuals and to other animals.  If we give moral preference to a dog over a worm, and preference to a human over a dog (for example), then where would a being with superhuman consciousness fit within that framework?  Most people certainly wouldn’t want these beings to be treated as gods, but we shouldn’t want to treat them like slaves either.  If nothing else, they’ll need to be treated like people.

Technologies will almost always have that dual potential, where they can be used for achieving truly admirable goals and to enhance human well being, or used to dominate others and to exacerbate human suffering.  So we need to ask ourselves, given a future world where we have the capacity to make any simulated reality we desire, what kind of world do we want?  What kind of world should we want?  And what kind of person do you want to be in that world?  Answering these questions should say a lot about our moral qualities, serving as a kind of window into the soul of each and every one of us.

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“Black Mirror” Reflections: Playtest (S3, E2)

Cooper

Black Mirror, the British science-fiction anthology series created by Charlie Brooker, does a pretty good job experimenting with a number of illuminating concepts that highlight how modern culture is becoming increasingly shaped by (and vulnerable to) various technological advances and changes.  I’ve been interested in a number of these concepts for many years now, not least because of the many important philosophical implications (including a number of moral issues) that they point to.  I’ve decided to start a blog post series that will explore the contents of these episodes.  My intention with this blog post series, which I’m calling “Black Mirror” Reflections, will be to highlight some of my own takeaways from some of my favorite episodes.

I’d like to begin with season 2, episode 3, “Playtest”.  I’m just going to give a brief summary here as you can read the full episode summary in the link provided above.  In this episode, Cooper (Wyatt Russell) decides to travel around the world, presumably as a means of dealing with the recent death of his father, who died from early-onset Alzheimer’s.  After finding his way to London, his last destination before planning to return home to America, he runs into a problem with his credit card and bank account where he can’t access the money he needs to buy his plane ticket.

While he waits for his bank to fix the problem with his account, Cooper decides to earn some cash using an “Oddjobs” app, which provides him with a number of short-term job listings in the area, eventually leading him to “SaitoGemu,” a video game company looking for game testers to try a new kind of personalized horror game involving a (seemingly) minimally invasive brain implant procedure.  He briefly hesitates but, desperate for money and reasonably confident in its safety, he eventually consents to the procedure whereby the implant is intended to wire itself into the gamer’s brain, resulting in a form of perceptual augmentation and a semi-illusory reality.

cooper-mad

The implant is designed to (among other things) scan your memories and learn what your worst fears are, in order to integrate these into the augmented perceptions, producing a truly individualized, and maximally frightening horror game experience.  Needless to say, at some point Cooper begins to lose track of what’s real and what’s illusory, and due to a malfunction, he’s unable to exit the game and he ends up going mad and eventually dying as a result of the implant unpredictably overtaking (and effectively frying) his brain.

nanobots in brain

There are a lot of interesting conceptual threads in this story, and the idea of perceptual augmentation is a particularly interesting theme that finds it’s way into a number of other Black Mirror episodes.  While holographic and VR-headset gaming technologies can produce their own form of augmented reality, perceptual augmentation carried out on a neurological level isn’t even in the same ballpark, having qualitative features that are far more advanced and which are more akin to those found in the Wachowski’s The Matrix trilogy or James Cameron’s Total Recall.  Once the user is unable to distinguish between the virtual world and the external reality, with the simulator having effectively passed a kind of graphical version of the Turing Test, then one’s previous notion of reality is effectively shattered.  To me, this technological idea is one of the most awe-inspiring (yet sobering) ideas within the Black Mirror series.

The inability to discriminate between the two worlds means that both worlds are, for all practical purposes, equally “real” to the person experiencing them.  And the fact that one simulationcan’t tell the difference between such worlds ought to give a person pause to re-evaluate what it even means for something to be real.  If you doubt this, then just imagine if you were to find out one day that your entire life has really been the result of a computer simulation, created and fabricated by some superior intelligence living in a layer of reality above your own (we might even think of this being as a “god”).  Would this realization suddenly make your remembered experiences imaginary and meaningless?  Or would your experiences remain just as “real” as they’ve always been, even if they now have to be reinterpreted within a context that grounds them in another layer of reality?

To answer this question honestly, we ought to first realize that we’re likely fully confident that what we’re experiencing right now is reality, is real, is authentic, and is meaningful (just as Cooper was at some point in his gaming “adventure”).  And this seems to be at least a partial basis for how we define what is real, and how we differentiate the most vivid and qualitatively rich experiences from those we might call imaginary, illusory, or superficial.  If what we call reality is really just a set of perceptions, encompassing every conscious experience from the merely quotidian to those we deem to be extraordinary, would we really be justified in dismissing all of these experiences and their value to us if we were to discover that there’s a higher layer of reality, residing above the only reality we’ve ever known?

For millennia, humans have pondered over whether or not the world is “really” the way we see it, with perhaps the most rigorous examination of this metaphysical question undertaken by the German philosopher Immanuel Kant, with his dichotomy of the phenomenon and the noumenon (i.e. the way we see the world or something in the world versus the way the world or thing “really is” in itself, independent of our perception).  Even if we assume the noumenon exists, we can never know anything about the thing in itself, by our being fundamentally limited by our own perceptual categories and the way we subjectively interpret the world.  Similarly, we can never know for certain whether or not we’re in a simulation.

Looking at the situation through this lens, we can then liken the question of how to (re)define reality within the context of a simulation with the question of how to (re)define reality within the context of a world as it really is in itself, independent of our perception.  Both the possibility of our being in a simulation and the possibility of our perceptions stemming from an unknowable noumenal world could be true (and would likely be unfalsifiable), and yet we still manage to use and maintain a relatively robust conception and understanding of reality.  This leads me to conclude that reality is ultimately defined by pragmatic considerations (mostly those pertaining to our ability to make successful predictions and achieve our goals), and thus the possibility of our one day learning about a new, higher level of reality should merely add to our existing conception of reality, rather than completely negating it, even if it turns out to be incomplete.

Another interesting concept in this episode involves the basic design of the individualized horror game itself, where a computer can read your thoughts and memories, and then surmise what your worst fears are.  This is a technological feat that is possible in principle, and one with far-reaching implications that concern our privacy, safety, and autonomy.  Just imagine if such a power were unleashed by corporations, or mind-readingthe governments owned by those corporations, to acquire whatever information they wanted from your mind, to find out how to most easily manipulate you in terms of what you buy, who you vote for, what you generally care about, or what you do any and every day of your life.  The Orwellian possibilities are endless.

Marketing firms (both corporatocratic and political) have already been making use of discoveries in psychology and neuroscience, finding new ways to more thoroughly exploit our cognitive biases to get us to believe and desire whatever will benefit them most.  Adding to this the future ability to read our thoughts and manipulate our perceptions (even if this is first implemented as a seemingly innocuous video game), this will establish a new means of mass surveillance, where we can each become a potential “camera” watching one another (a theme also highlighted in BM, S4E3: Crocodile), while simultaneously exposing our most private of thoughts, and transmitting them to some centralized database.  Once we reach these technological heights (it’s not a matter of if but when), depending on how it’s employed, we may find ourselves no longer having the freedom to lie or to keep a secret, nor the freedom of having any mental privacy whatsoever.

To be fair, we should realize that there are likely to be undeniable benefits in our acquiring these capacities (perceptual augmentation and mind-reading), such as making virtual paradises with minimal resources, finding new ways of treating phobias, PTSD, brain to cloudand other pathologies; giving us the power of telepathy and superhuman intelligence by connecting our brains to the cloud, giving us the ability to design error-proof lie detectors and other vast enhancements in maximizing personal security and reducing crime.  But there are also likely to be enormous losses in personal autonomy, as our available “choices” are increasingly produced and constrained by automated algorithms; there are likely to be losses in privacy, and increasing difficulties in ascertaining what is true and what isn’t, since our minds will be vulnerable to artificially generated perceptions created by entities and institutions that want to deceive us.

Although we’ll constantly need to be on the lookout for these kinds of potential dangers as they arise, in the end, we may find ourselves inadvertently allowing these technologies to creep into our lives, one consumer product at a time.

Technology, Mass-Culture, and the Prospects of Human Liberation

Cultural evolution is arguably just as fascinating as biological evolution (if not more so), with new ideas and behaviors stemming from the same kinds of natural selective pressures that lead to new species along with their novel morphologies and capacities.  And as with biological evolution where it, in a sense, takes off on its own unbeknownst to the new organisms it produces and independent of the intentions they may have (with our species being the notable exception given our awareness of evolutionary history and our ever-growing control over genetics), so too cultural evolution takes off on its own, where cultural changes are made manifest through a number of causal influences that we’re largely unaware of, despite our having some conscious influence over this vastly transformative process.

Alongside these cultural changes, human civilizations have striven to find new means of manipulating nature and to better predict the causal structure that makes up our reality.  One unfortunate consequence of this is that, as history has shown us, within any particular culture’s time and place, people have a decidedly biased overconfidence in the perceived level of truth or justification for the status quo and their present world view (both on an individual and collective level).  Undoubtedly, the “group-think” or “herd mentality” that precipitates from our simply having social groups often reinforces this overconfidence, and this is so in spite of the fact that what actually influences a mass of people to believe certain things or to behave as they do is highly contingent, unstable, and amenable to irrational forms of persuasion including emotive, sensationalist propaganda that prey on our cognitive biases.

While we as a society have an unprecedented amount of control over the world around us, this type of control is perhaps best described as a system of bureaucratic organization and automated information processing, that gives less and less individual autonomy, liberty, and basic freedom, as it further expands its reach.  How much control do we as individuals really have in terms of the information we have access to, and given the implied picture of reality that is concomitant with this information in the way it’s presented to us?  How much control do we have in terms of the number of life trajectories and occupations made available to us, what educational and socioeconomic resources we have access to given the particular family, culture, and geographical location we’re born and raised in?

As more layers of control have been added to our way of life and as certain criteria for organizational efficiency are continually implemented, our lives have become externally defined by increasing layers of abstraction, and our modes of existence are further separated cognitively and emotionally from an aesthetically and otherwise psychologically valuable sense of meaning and purpose.

While the Enlightenment slowly dragged our species, kicking and screaming, out of the theocratic, anti-intellectual epistemologies of the Medieval period of human history, the same forces that unearthed a long overdue appreciation for (and development of) rationality and technological progress, unknowingly engendered a vulnerability to our misusing this newfound power.  There was an overcompensation of rationality when it was deployed to (justifiably) respond to the authoritarian dogmatism of Christianity and to the demonstrably unreliable nature of superstitious beliefs and of many of our intuitions.

This overcompensatory effect was in many ways accounted for, or anticipated within the dialectical theory of historical development as delineated by the German philosopher Georg Hegel, and within some relevant reformulations of this dialectical process as theorized by the German philosopher Karl Marx (among others).  Throughout history, we’ve had an endless clash of ideas whereby the prevailing worldviews are shown to be inadequate in some way, failing to account for some notable aspect of our perceived reality, or shown to be insufficient for meeting our basic psychological or socioeconomic needs.  With respect to any problem we’ve encountered, we search for a solution (or wait for one to present itself to us), and then we become overconfident in the efficacy of the solution.  Eventually we end up overgeneralizing its applicability, and then the pendulum swings too far the other way, thereby creating new problems in need of a solution, with this process seemingly repeating itself ad infinitum.

Despite the various woes of modernity, as explicated by the modern existentialist movement, it does seem that history, from a long-term perspective at least, has been moving in the right direction, not only with respect to our heightened capacity of improving our standard of living, but also in terms of the evolution of our social contracts and our conceptions of basic and universal human rights.  And we should be able to plausibly reconcile this generally positive historical trend with the Hegelian view of historical development, and the conflicts that arise in human history, by noting that we often seem to take one step backward followed by taking two steps forward in terms of our moral and epistemological progress.

Regardless of the progress we’ve made, we seem to be at a crucial point in our history where the same freedom-limiting authoritarian reach that plagued humanity (especially during the Middle Ages) has undergone a kind of morphogenesis, having been reinstantiated albeit in a different form.  The elements of authoritarianism have become built into the very structure of mass-culture, with an anti-individualistic corporatocracy largely mediating the flow of information throughout this mass-culture, and also mediating its evolution over time as it becomes more globalized, interconnected, and cybernetically integrated into our day-to-day lives.

Coming back to the kinds of parallels in biology that I opened up with, we can see human autonomy and our culture (ideas and behaviors) as having evolved in ways that are strikingly similar to the biological jump that life made long ago, where single-celled organisms eventually joined forces with one another to become multi-cellular.  This biological jump is analogous to the jump we made during the early onset of civilization, where we employed an increasingly complex distribution of labor and occupational specialization, allowing us to survive many more environmental hurdles than ever before.  Once civilization began, the spread of culture became much more effective for transmitting ideas both laterally within a culture and longitudinally from generation to generation, with this process heavily enhanced by our having adopted various forms of written language, allowing us to store and transmit information in much more robust ways, similar to genetic information storage and transfer via DNA, RNA, and proteins.

Although the single-celled bacterium or amoeba (for example) may be thought of as having more “autonomy” than a cell that is forcefully interconnected within a multi-cellular organism, we can see how the range of capacities available to single cells were far more limited before making the symbiotic jump, just as humans living before the onset of civilization had more “freedom” (at least of a certain type) and yet the number of possible life trajectories and experiences was minuscule when compared to a human living in a post-cultural world.  But once multi-cellular organisms began to form a nervous system and eventually a brain, the entire collection of cells making up an organism became ultimately subservient to a centralized form of executive power — just as humans have become subservient to the executive authority of the state or government (along with various social pressures of conformity).

And just as the fates of each cell in a multi-cellular organism became predetermined and predictable by its particular set of available resources and the specific information it received from neighboring cells, similarly our own lives are becoming increasingly predetermined and predictable by the socioeconomic resources made available to us and the information we’re given which constitutes our mass-culture.  We are slowly morphing from individual brains into something akin to individual neurons within a global brain of mass-consciousness and mass-culture, having our critical thinking skills and creative aspirations exchanged for rehearsed responses and docile expectations that maintain the status quo and which continually transfers our autonomy to an oligarchic power structure.

We might wonder if this shift has been inevitable, possibly being yet another example of a “fractal pattern” recapitulated in sociological form out of the very same freely floating rationales that biological evolution has been making use of for eons.  In any case, it’s critically important that we become aware of this change, so we can try and actively achieve and effectively maintain the liberties and level of individual autonomy that we so highly cherish.  We ought to be thinking about what kinds of ways we can remain cognizant of, and critical to, our culture and its products; how we can reconcile or transform technological rationality and progress with a future world comprised of truly liberated individuals; and how to transform our corporatocratic capitalist society into one that is based on a mixed economy with a social safety net that even the wealthiest citizens would be content with living under, so as to maximize the actual creative freedom people have once their basic existential needs have been met.

Will unchecked capitalism, social-media, mass-media, and the false needs and epistemological bubbles they’re forming lead to our undoing and destruction?  Or will we find a way to rise above this technologically-induced setback, and take advantage of the opportunities it has afforded us, to make the world and our technology truly compatible with our human psychology?  Whatever the future holds for us, it is undoubtedly going to depend on how many of us begin to critically think about how we can seriously restructure our educational system and how we disseminate information, how we can re-prioritize and better reflect on what our personal goals ought to be, and also how we ought to identify ourselves as free and unique individuals.

Book Review: Niles Schwartz’s “Off the Map: Freedom, Control, and the Future in Michael Mann’s Public Enemies”

Elijah Davidson begins his foreword to Niles Schwartz’s book titled Off the Map: Freedom, Control, and the Future in Michael Mann’s Public Enemies with a reference to Herman Melville’s Moby Dick, where he mentions how that book was, among other things, about God.  While it wasn’t a spiritual text in any traditional sense of the term, it nevertheless pointed to the finitude of human beings, to our heavy reliance on one another, and highlighted the fact that the natural world we live in is entirely indifferent to our needs and desires at best if not outright threatening to our imperative of self-preservation.  Davidson also points out another theme present in Moby Dick, the idea that people corrupt institutions rather than the other way around—a theme that we’ll soon see as relevant to Michael Mann’s Public Enemies.  But beyond this human attribute of fallibility, and in some ways what reinforces its instantiation, is our incessant desire to find satisfaction in something greater than ourselves, often taken to be some kind of conception of God.  It is in this way that Davidson refers to Melville’s classic as “a spiritual treatise par excellence.”

When considering Mann’s films, which are often a cinematic dichotomous interplay of “cops and robbers” or “predator and prey,” they are, on a much more basic level, about “freedom and control.”  We also see his filmography as colored with a dejection of, or feeling of malaise with respect to, the modern world.  And here, Mann’s films can also be seen as spiritual in the sense that they make manifest a form of perspectivism centered around a denunciation of modernity, or at least a disdain for the many depersonalizing or externally imposed meta-narratives that it’s generated.  Schwartz explores this spiritual aspect of Mann’s work, most especially as it relates to PE, but also connecting it to the (more explicitly spiritual) works of directors like Terrence Malick (The Thin Red Line, The New World, The Tree of Life, to name a few).  Schwartz proceeds to give us his own understanding of what Mann had accomplished in PE, and this is despite there being a problematic, irreconcilable set of interpretations as he himself admits: “Interpreting Public Enemies is troubling because it has theological and philosophical precepts that are rife with contradictions.”  This should be entirely expected however when PE is considered within the broader context of Michael Mann’s work generally, for Mann’s entire milieu is formulated on paradox:

“Michael Mann is a director of contradictions: aesthetic and didactive, abstract and concrete, phantasmagorical and brutally tactile, expressionistic and anthropological, heralding the individual and demanding social responsibility, bold experimenter and studio genre administrator, romantic and futurist, Dillinger freedom seeker and Hoover control freak, outsider and insider.”

Regardless of this paradoxical nature that is ubiquitous throughout Mann’s filmography, Schwartz provides a light to take us through a poetic journey of Mann’s work and his vision, most especially through a meticulous view of PE, and all within a rich and vividly structured context centered on the significance of, and relation between, freedom, control, and of course, the future.  His reference to “the future” in OTM is multi-dimensional to say the least, and the one I personally find the most interesting, cohesive, and salient.  Among other things, it’s referring to John Dillinger’s hyper-focused projection toward the future, where his identity is much more defined by where he wants to be (an abstract, utopian future that is “off the map,” or free from the world of control and surveillance) rather than defined by where he’s been (fueled by the obvious fact that he’s always on the run), and this is so even if he also seems to be stuck in the present, with Dillinger’s phenomenology as well as the film’s structure often traversing from one fleeting moment to the next.  But I think we can take Dillinger at his own word as he tells his true love, Billie Frechette, after whisking her away to dine in a high-class restaurant: “That’s ‘cuz they’re all about where people come from.  The only thing that’s important, is where somebody’s going.” 

This conception of “the future” is also referencing the transcendent quality of being human, where our identity is likewise defined in large part by the future, our life projects, and our striving to become a future version of ourselves, however idealized or mythologized that future-self conception may be (I think it’s fair to say Dillinger’s was, to a considerable degree).  The future is a reference to where our society is heading, how our society is becoming increasingly automated, taken over by a celeritously expanding cybernetic infrastructure of control, evolving and expanding in parallel with technology and our internet-catalyzed global interconnectedness.  Our lives are being built upon increasing layers of abstraction as our form of organized life continues to trudge along its chaotic arc of cultural evolution, and we’re losing more and more of our personal freedom as a result of evermore external influences, operating on a number of different levels (socially, politically, technologically), known and unknown, consciously and unconsciously.  In PE, the expanding influences were best exemplified by the media, the mass-surveillance, and of course Hoover’s Bureau and administration, along with the arms race taking place between Dillinger’s crew and the FBI (where the former gave the latter a run for their money).

As Schwartz explains about J. Edgar’s overreach of power: “Hoover’s Bureau is increasingly amoral as it reaches for a kind of Hobbesian, sovereign super control.”  Here of course we get our first glimpse of a noteworthy dualism, namely freedom and control, and the myriad of ways that people corrupt institutions (as Davidson explored in his foreword), though contrary to Davidson’s claim, it seems undeniable to surmise that once an institution has become corrupted by certain people, that institution is more likely to corrupt other individuals, both internally and externally (and thus, institutions do corrupt individuals, not merely the other way around).  If bad ideas are engineered into our government’s structure, our laws, our norms, our capitalist market, or any other societal system, they can seemingly take off on their own, reinforced by the structure itself and the automated information processing that’s inherent to bureaucracies, the media, our social networks, and even inherent to us as individuals who are so often submerged in a barrage of information.

Relating Hoover to the power and influence of the media, Schwartz not only mentions the fact that PE is undoubtedly “conscientious of how media semiotics affect and control people,” but he also mentions a piece of dialogue that stood out to me as well, where FBI Director Hoover (Billy Crudup) just got out of the Congressional Hearing Room, having been chastised by Senator McKellar (Ed Bruce), and he says to his deputy, Clyde Tolson (Chandler Williams): “If we will not contest him in his committee room, we will fight him on the front page,” showing us a glimpse of the present day where news (whether “fake” news or not), and the overall sensationalism of a story is shown to be incredibly powerful at manipulating the masses and profoundly altering our trajectory, one (believed) story at a time.  If you can get somebody to believe the story, whether based on truth or deception, the battle is half won already.  Even Dillinger himself, who’s own persona is wrapped in a cloud of mythology, built up by Hollywood and the media’s portrayal of his life and image, shows us in a very concrete way, just how far deception can get you.

For example, Schwartz reminds us of how Dillinger managed to escape through six doors of Crown Point jail with nothing other than a mock gun made of wood.  Well, nothing but a mock gun and a hell of a good performance, which is the key point here, since the gun was for all practical purposes real.  By the time Dillinger breaks into Warden Baker’s office to steal some Tommy guns before finishing his escape, Warden Baker (David Warshofsky) even says to him “That wasn’t real was it?,” which resonated with the idea of how powerful persuasion and illusion can be in our lives, and maybe indirectly showing us that what is real to us in the ways that matter most is defined by what’s salient to us in our raw experience and what we believe to be true since that’s all that affects our behavior anyway.  The guards believed Dillinger’s mock gun was real, and so it was real, just as a false political campaign promise is real, or a bluffed winning-hand in poker, or any other force, whether operating under the pretenses of honesty or deception, pushing us individually and collectively in one direction or another.

The future is also a reference to Michael Mann’s 2015 cyberthriller Blackhat—a movie that Mann had been building up to, and a grossly underappreciated one at that, with various degrees of its foreshadowing in PE.  This progression and relation between PE and Blackhat is in fact central to Schwartz’s principle aim in OTM:

“My aim in this book is to explore Public Enemies as an extraordinary accomplishment against a backdrop of other digital films, its meditations on the form precipitating Blackhat, Mann’s stunning and widely ignored cyberthriller that converts the movie-house celluloid of its predecessors into a beguiling labyrinth of code that’s colonized the heretofore tangible firmament right under our noses.”

And what an extraordinary accomplishment it is; and fortunately for us we’re in a better position to appreciate it after reading Schwartz’s highly perceptive analysis of such a phenomenal artist.  In PE, the future is essentially projected into the past, which is interesting to me in its own right, since this is also the case with human memory, where we reconstruct our memories upon recall in ways that are augmented by, and amalgamated with, our present knowledge, despite not having such knowledge when the memory itself was first formed.  So too in PE, we see a number of questions posed especially as it relates to the existentialist movement, which hadn’t been well-developed or nearly as influential until some time after the 1930s (especially after WWII, with the advent of existential philosophers including Sartre, Camus, and Heidegger), and as it relates to the critical theory stemming from the Frankfurt School of social research (Marcuse, Adorno, Horkheimer, et al.), neither of which being nearly as pertinent or socially and politically relevant then as they are now in the present day.  And this is where Blackhat becomes decidedly apropos.

So what future world was foreshadowed in PE?  Schwartz describes the world in Blackhat as an utterly subliminal and cybernetic realm: “The world is pattern recognition and automatic information processing, the stuff of advertising.”  Though I would argue that our entire phenomenology is fundamentally based on pattern recognition where our perception, imagination, actions, and even desires are mediated by the models of the world’s causal structure that our brains create and infer through our experiences.  But this doesn’t mean that our general schema of pattern recognition hasn’t been influenced by modernity such that we’ve become noticeably more automated, and where many have seemingly lost their capacity for contemplative reflection and lost the historically less-hindered psychological channel between reason and emotion.  The Blackhat world Schwartz is describing here is one where the way information is being processed is relatively alien to the more traditional conceptions of what it means to be human.  And this cybernetic world is a world where cultural and technological evolution are accelerating far faster than our biological evolution ever could (though genetic engineering has the potential to re-synchronize the two if we dedicate ourselves to such an ambitious project), and this bio-cultural desynchronization has made us increasingly maladapted to the Digital Age we’ve now entered.  Furthermore, this new world has made us far more susceptible to subliminal, corporatocratic and sociopolitical influences, and it has driven us toward an increasing reliance on a cybernetically controlled way of life.

The social relevance of these conceptions makes Blackhat a much-needed lens for fully appreciating our current existential predicament, and as Schwartz says of Mann’s (perhaps unavoidably ironic) digital implementation of this somewhat polemical techno-thriller:

“Conversely, Mann’s embrace of the digital is a paradoxical realization of tactile historical and spatial phenomenology, lucidly picturing an end of identity, while leaping, as through faith, toward the possibility of individuation in nature, free from institutional conscriptions and the negative assignments of cybernetics.”

Schwartz illustrates that concomitant with identity, “… the film prompts us to ask where nature ends and the virtual begins,” though perhaps we could also infer that in Blackhat there’s somewhat of a dissolution of the boundary (or at least a feeling of arbitrariness regarding how the boundary is actually defined) between the real and the virtual, the natural and the artificial, the human and the transhuman.  And maybe each of these fuzzy boundaries implies how best to resolve the contradictions in Mann’s work that Schwartz describes in OTM, with this possible resolution coming about through a process of symbiotic fusion or some kind of memetic “speciation” transitionally connecting what seem to be distinct concepts through a brilliantly structured narrative.

And to take the speciation analogy even further, I think it can also be applied to the changes in filmmaking and culture (including the many changes that Schwartz covers in his tour de force), where many of the changes are happening so gradually that we simply fail to notice them, at least not until a threshold of change has occurred.  But there’s also a punctuated equilibrium form of speciation in filmmaking, where occasionally a filmmaker does something extraordinary in one fell swoop, setting the bar for a new genre of cinema, just as James Cameron arguably did with the heavily CGI-amalgamated world in Avatar (with his planet Pandora “doubling for the future of cinema [itself]…” as Schwartz mentions), and to a somewhat lesser technological extent, in Michael Mann’s PE, where even though the analog to digital leap had already been made by others, “Mann’s distinctly idiosyncratic use of HD cameras rattled viewers with its alien video-ness, explicating to viewers that they were perched on a separate filmic architecture that may require a new way of seeing.”

Similarly in Blackhat, Mann takes us through seamless transitions of multiple scales of both time and space, opening up a window that allows us to see how mechanized and deterministic our modern world is, from the highest cosmological scales, down to cities populated with an innumerable number of complex yet predictable humans, and finally down to the digital information processing schema at the micro and nanotechnological scales of transistors.  Within each perspective level, we fail to notice the causal influences operating at the levels above or below, and yet Mann seamlessly joins these together, showing us a kind of fractal recapitulation that we wouldn’t otherwise fully appreciate.  After reflecting on many of the references to freedom Schwartz posits in OTM, I’ve begun to more seriously ponder over the idea that human freedom is ultimately in the eye of the beholder, dependent on one’s awareness of what is being controlled by another, what is predictable and what isn’t, and one’s perception of what constitutes self-authored behavior or a causa sui formulation of free will.  Once we realize that, at the smallest scales, existence is governed by deterministic processes infused with quantum randomness, it is less surprising to see the same kind of organized, predictable causal structure at biological, sociological, and even cosmological scales.

Aside from Blackhat, Schwartz seamlessly ties together a number of Mann’s other films including Thief, Miami Vice, and my personal favorite, Heat.  There’s also a notable progression or at least an underlying and evolving conceptual structure connecting characters and ideas from one film to the next (above and beyond the transition from PE to Blackhat), as Schwartz eloquently points out, which I see as illustrating how various salient psychological and sociological forces and manifestations are so often reiterated in multiple contexts varying in time and space.  Clearly Mann is building off of his previous work, adapting previous ideas to new narratives, and doing so while continuously trying to use, as Schwartz puts it: “alchemic cinema tools to open a window and transform our perception,” thus giving us a new way to view the world and our own existential status.

An important dynamic that Schwartz mentions, not only as it pertains to Mann’s films, but of (especially well-crafted) films in general, is the notable interplay between the audience and the film or “the image.”  The image changes us, which in turn changes the image ad infinitum, establishing a feedback loop and a co-evolution between the viewer’s interpretation of the film as it relates to their own experiences, and the ongoing evolution of every new cinematic product.  There may be some indoctrinatory danger in this cycle if the movie you’re engaging with is a mass-produced product, since this product is, insofar as it’s mass-produced, deeply connected to “the system”, indeed the very same system trying to capture John Dillinger in PE.  And yet, even though the mass-produced product is a part of the system, and despite its being a cog in the wheel of what we might call a cybernetic infrastructure of control, Schwartz highlights an important potentiality in film viewing that is often taken for granted:

“…The staggering climax inside the Biograph beseeches us to aspire to the images conscientiously, reconciling the mass-produced product with our private histories and elevating the picture and our lives with the media.”

In other words, even in the case of mass-produced cinema, we as viewers stand to potentially gain a valuable experience, and possibly a spiritual or philosophical one at that by our forming a personal relationship with the film, synthesizing the external stimuli with our inner sense of self, coalescing with the characters and integrating them into our own relationships and to ourselves, thus expanding our set of perspectives by connecting to someone “off the map”.  On the other hand, Schwartz also mentions Herbert Marcuse’s views, which aptly describes the inherent problem of art insofar as it becomes a part of “the system”:

“…Herbert Marcuse writes that as long as art has become part of the system, it ceases in questioning it, and thus impedes social change.  Poetic language must transcend the “real” world of the society, and in order to transcend that world it must stand opposed to it, questioning it, quelling us out of it.”

But we need also realize that art will inevitably be influenced by the system, because there are simply too many subliminal or even explicit system-orchestrated ideas that the artist (and everyone else in society) has been instilled with, even if entirely unbeknownst to them.  It seems that the capacity for poetic language to transcend the real world of the society lies in its simply providing any new perspective at all, making use of allegory, metaphor, and the crossing of contextual boundaries, and it can do so even if this new perspective doesn’t necessarily or explicitly oppose some other (even mainstream) perspective.

This is most definitely not to in any way discount Marcuse’s overarching point of how art’s connection to the system is a factor that limits its efficacy in enacting social change and its ability to positively feed the public’s collective stream of consciousness, but merely to point out that art’s propensity for transcending the status quo isn’t entirely inhibited from its unavoidable connection to the system.  And to once again bring us back to the scene in PE where Dillinger is fully absorbing (or being fully absorbed by) his viewing of Manhattan Melodrama in the Biograph theater, Schwartz seems to describe the artistic value of a film as something at least partially dependent on whether or not it facilitates a personal and transcendent experience in any of the viewers:

“Cinema is elevated to a ceremony of transubstantiation where fixed bodies are resurrected through the mercurial alchemy of speed and light, contradicting the consumption we saw earlier during the newsreel.  Dillinger’s connection to cinema is a meditative and private one…”

I think it’s fair to say that, if there’s anything that can elevate our own experience of Mann’s work in particular, and film viewing more generally, Schwartz’s Off the Map is a great philosophical and spiritual primer to help get us there.  Both comprehensive and brilliantly written, Schwartz’s contribution to film scholarship should become required reading for anybody interested in cinema and film viewing.

Irrational Man: An Analysis (Part 4, Chapter 11: The Place of the Furies)

In my last post in this series on William Barrett’s Irrational Man, I examined some of the work of existential philosopher Jean-Paul Sartre, which concluded part 3 of Barrett’s book.  The final chapter, Ch. 11: The Place of the Furies, will be briefly examined here and this will conclude my eleven part post-series.  I’ve enjoyed this very much, but it’s time to move on to new areas of interest, so let’s begin.

1. The Crystal Palace Unmanned

“The fact is that a good dose of intellectualism-genuine intellectualism-would be a very helpful thing in American life.  But the essence of the existential protest is that rationalism can pervade a whole civilization, to the point where the individuals in that civilization do less and less thinking, and perhaps wind up doing none at all.  It can bring this about by dictating the fundamental ways and routines by which life itself moves.  Technology is one material incarnation of rationalism, since it derives from science; bureaucracy is another, since it aims at the rational control and ordering of social life; and the two-technology and bureaucracy-have come more and more to rule our lives.”

Regarding the importance and need for more intellectualism in our society, I think this can be better described as the need for more critical thinking skills and the need for people to be able to discern fact from fiction, to recognize their own cognitive biases, and to respect the adage that extraordinary claims require extraordinary evidence.  At the same time, in order to appreciate the existentialist’s concerns, we ought to recognize that there are aspects of human psychology including certain psychological needs that are inherently irrational, including with respect to how we structure our lives, how we express our emotions and creativity, how we maintain a balance in our psyche, etc.  But, since technology is not only a material incarnation of rationalism, but also an outlet for our creativity, there has to be a compromise here where we shouldn’t want to abandon technology, but simply to keep it in check such that it doesn’t impede our psychological health and our ability to live a fulfilling life.

“But it is not so much rationalism as abstractness that is the existentialists’ target; and the abstractness of life in this technological and bureaucratic age is now indeed something to reckon with.  The last gigantic step forward in the spread of technologism has been the development of mass art and mass media of communication: the machine no longer fabricates only material products; it also makes minds. (stereotypes, etc.).”

Sure enough, we’re living in a world where many of our occupations are but one of many layers of abstraction constituting our modern “machine of civilization”.  And the military industrial complex that has taken over the modern world has certainly gone beyond the mass production of physical stuff to be consumed by the populace, and now includes the mass production and viral dissemination of memes as well.  Ideas can spread like viruses and in our current globally interconnected world (which Barrett hadn’t yet seen to the same degree when writing this book), the spread of these ideas is much faster and influential on culture than ever before.  The degree of indoctrination, and the perpetuated cycles of co-dependence between citizens and the corporatocratic, sociopolitical forces ruling our lives from above, have resulted in making our way of life and our thinking much more collective and less personal than at any other time in human history.

“Kierkegaard condemned the abstractness of his time, calling it an Age of Reflection, but what he seems chiefly to have had in mind was the abstractness of the professorial intellectual, seeing not real life but the reflection of it in his own mind.”

Aside from the increasingly abstract nature of modern living then, there’s also the abstractness that pervades our thinking about life, which detracts from our ability to actually experience life.  Kierkegaard had a legitimate point here, by pointing out the fact that theory cannot be a complete substitute for practice; that thought cannot be a complete substitute for action.  We certainly don’t want the reverse either, since action without sufficient forethought leads to foolishness and bad consequences.

I think the main point here is that we don’t want to miss out on living life by thinking about it too much.  Since living a philosophically examined life is beneficial, it remains an open question exactly what balance is best for any particular individual to live the most fulfilling life.  In the mean time we ought to simply recognize that there is the potential for an imbalance, and to try our best to avoid it.

“To be rational is not the same as to be reasonable.  In my time I have heard the most hair-raising and crazy things from very rational men, advanced in a perfectly rational way; no insight or feelings had been used to check the reasoning at any point.”

If you ignore our biologically-grounded psychological traits, or ignore the fact that there’s a finite range of sociological conditions for achieving human psychological health and well-being, then you can’t develop any theory that’s supposed to apply to humans and expect it to be reasonable or tenable.  I would argue that ignoring this subjective part of ourselves when making theories that are supposed to guide our behavior in any way is irrational, at least within the greater context of aiming to have not only logically valid arguments but logically sound arguments as well.  But, if we’re going to exclude the necessity for logical soundness in our conception of rationality, then the point is well taken.  Rationality is a key asset in responsible decision making but it should be used in a way that relies on or seeks to rely on true premises, taking our psychology and sociology into account.

“The incident (making hydrogen bombs without questioning why) makes us suspect that, despite the increase in the rational ordering of life in modern times, men have not become the least bit more reasonable in the human sense of the word.  A perfect rationality might not even be incompatible with psychosis; it might, in fact, even lead to the latter.”

Again, I disagree with Barrett’s use or conception of rationality here, but semantics aside, his main point still stands.  I think that we’ve been primarily using our intelligence as a species to continue to amplify our own power and maximize our ability to manipulate the environment in any way we see fit.  But as our technological capacity advances, our cultural evolution is getting increasingly out of sync with our biological evolution, and we haven’t been anywhere close to sufficient in taking our psychological needs and limitations into account as we continue to engineer the world of tomorrow.

What we need is rationality that relies on true or at least probable premises, as this combination should actually lead a person to what is reasonable or likely to be reasonable.  I have no doubt that without making use of a virtue such as reasonableness, rationality can become dangerous and destructive, but this is the case with every tool we use whether it’s rationality or other capacities both mental and material; tools can always be harmful when misused.

“If, as the Existentialists hold, an authentic life is not handed to us on a platter but involves our own act of self-determination (self-finitization) within our time and place, then we have got to know and face up to that time, both in its (unique) threats and its promises.”

And our use of rationality on an individual level should be used to help reach this goal of self-finitization, so that we can balance the benefits of the collective with the freedom of each individual that makes up that collective.

“I for one am personally convinced that man will not take his next great step forward until he has drained to the lees the bitter cup of his own powerlessness.”

And when a certain kind of change is perceived as something to be avoided, the only way to go through with it is by perceiving the status quo as something that needs to be avoided even more so, so that a foray out of our comfort zone is perceived as an actual improvement to our way of life.  But as long as we see ourselves as already all powerful and masters over our domain, we won’t take any major leap in a new direction of self and collective improvement.  We need to come to terms with our current position in the modern world so that we can truly see what needs repair.  Whether or not we succumb to one or both of the two major existential threats facing our species, climate change and nuclear war, is contingent on whether or not we set our eyes on a new prize.

“Sartre recounts a conversation he had with an American while visiting in this country.  The American insisted that all international problems could be solved if men would just get together and be rational; Sartre disagreed and after a while discussion between them became impossible.  “I believe in the existence of evil,” says Sartre, “and he does not.” What the American has not yet become aware of is the shadow that surrounds all human Enlightenment.”

Once again, if rationality is accompanied with true premises that take our psychology into account, then international problems could be solved (or many of them at least), but Sartre is also right insofar as there are bad ideas that exist, and people that have cultivated their lives around them.  It’s not enough to have people thinking logically, nor is some kind of rational idealism up to the task of dealing with human emotion, cognitive biases, psychopathy, and other complications in human behavior that exist.

The crux of the matter is that some ideas hurt us and other ideas help us, with our perception of these effects being the main arbiter driving our conception of what is good and evil; but there’s also a disparity between what people think is good or bad for them and what is actually good or bad for them.  I think that one could very plausibly argue that if people really knew what was good or bad for them, then applying rationality (with true or plausible premises) would likely work to solve a number of issues plaguing the world at large.

“…echoing the Enlightenment’s optimistic assumption that, since man is a rational animal, the only obstacles to his fulfillment must be objective and social ones.”

And here’s an assumption that’s certainly difficult to ground since it’s based on false premises, namely that humans are inherently rational.  We are unique in the animal kingdom in the sense that we are the only animal (or one of only a few animals) that have the capacity for rational thought, foresight, and the complex level of organization made possible from its use.  I also think that the obstacles to fulfillment are objective since they can be described as facts pertaining to our psychology, sociology, and biology, even if our psychology (for example) is instantiated in a subjective way.  In other words, our subjectivity and conscious experiences are grounded on or describable in objective terms relating to how our particular brains function, how humans as a social species interact with one another, etc.  But, fulfillment can never be reached let alone maximized without taking our psychological traits and idiosyncrasies into account, for these are the ultimate constraints on what can make us happy, satisfied, fulfilled, and so on.

“Behind the problem of politics, in the present age, lies the problem of man, and this is what makes all thinking about contemporary problems so thorny and difficult…anyone who wishes to meddle in politics today had better come to some prior conclusions as to what man is and what, in the end, human life is all about…The speeches of our politicians show no recognition of this; and yet in the hands of these men, on both sides of the Atlantic, lies the catastrophic power of atomic energy.”

And as of 2018, we’ve seen the Doomsday clock now reach two minutes to midnight, having inched one minute closer to our own destruction since 2017.  The dominance hierarchy being led and reinforced by the corporatocratic plutocracy are locked into a narrow form of tunnel vision, hell bent on maintaining if not exacerbating the wealth and power disparities that plague our country and the world as a whole, despite the fact that this is not sustainable in the long run, nor best for the fulfillment of those promoting it.

We the people do share a common goal of trying to live a good, fulfilling life; to have our basic needs met, and to have no fewer rights than anybody else in society.  You’d hardly know that this common ground exists between us when looking at the state of our political sphere, likely as polarized now in the U.S. (if not more so) than even during the Civil War.  Clearly, we have a lot of work to do to reevaluate what our goals ought to be, what our priorities ought to be, and we need a realistic and informed view of what it means to be human before any of these goals can be realized.

“Existentialism is the counter-Enlightenment come at last to philosophic expression; and it demonstrates beyond anything else that the ideology of the Enlightenment is thin, abstract, and therefore dangerous.”

Yes, but the Enlightenment has also been one of the main driving forces leading us out of theocracy, out of scientific illiteracy, and towards an appreciation of reason and evidence (something the U.S. at least, is in short supply of these days), and thus it has been crucial in giving us the means for increasing our standard of living, and solving many of our problems.  While the technological advancements derived from the Enlightenment have also been a large contributor to many of our problems, the current existential threats we face including climate change and nuclear war are more likely to be solved by new technologies, not an abolition of technology nor an abolition of the Enlightenment-brand of thinking that led to technological progress.  We simply need to better inform our technological goals of the actual needs and constraints of human beings, our psychology, and so on.

“The finitude of man, as established by Heidegger, is perhaps the death blow to the ideology of the Enlightenment, for to recognize this finitude is to acknowledge that man will always exist in untruth as well as truth.  Utopians who still look forward to a future when all shadows will be dispersed and mankind will dwell in a resplendent Crystal Palace will find this recognition disheartening.  But on second thought, it may not be such a bad thing to free ourselves once and for all from the worship of the idol of progress; for utopianism-whether the brand of Marx or or Nietzsche-by locating the meaning of man in the future leaves human beings here and how, as well as all mankind up to this point, without their own meaning.  If man is to be given meaning, the Existentialists have shown us, it must be here and now; and to think this insight through is to recast the whole tradition of Western thought.”

And we ought to take our cue from Heidegger, at the very least, to admit that we are finite, our knowledge is limited, and it always will be.  We will not be able to solve every problem, and we would do ourselves and the world a lot better if we admitted our own limitations.  But to avoid being overly cynical and simply damning progress altogether, we need to look for new ways of solving our existential problems.  Part of the solution that I see for humanity moving forward is going to be a combination of advancements in a few different fields.

By making better use of genetic engineering, we’ll one day have the ability to change ourselves in remarkable ways in order to become better adapted to our current world.  We will be able to re-sync our biological evolution with our cultural evolution so we no longer feel uprooted, like a fish out of water.  Continuing research in neuroscience will allow us to learn more about how our brains function and how to optimize that functioning.  Finally, the strides we make in computing and artificial intelligence should allow us to vastly improve our simulation power and arm us with greater intelligence for solving all the problems that we face.

Overall, I don’t see progress as the enemy, but rather that we have an alignment problem between our current measures of progress, and what will actually lead to maximally fulfilling lives.

“The realization that all human truth must not only shine against an enveloping darkness, but that such truth is even shot through with its own darkness may be depressing, and not only to utopians…But it has the virtue of restoring to man his sense of the primal mystery surrounding all things, a sense of mystery from which the glittering world of his technology estranges him, but without which he is not truly human.”

And if we actually use technology to change who we are as human beings, by altering the course of natural selection and our ongoing evolution (which is bound to happen with or without our influence, for better or worse), then it’s difficult to say what the future really holds for us.  There are cultural and technological forces that are leading to transhumanism, and this may mean that one day “human beings” (or whatever name is chosen for the new species that replaces us) will be inherently rational, or whatever we’d like our future species to be.  We’ve stumbled upon the power to change our very nature, and so it’s far too naive, simplistic, unimaginative, and short-sighted to say that humans will “always” or “never” be one way or another.  Even if this were true, it wouldn’t negate the fact that one day modern humans will be replaced by a superseding species which has different qualities than what we have now.

2. The Furies

“…Existentialism, as we have seen, seeks to bring the whole man-the concrete individual in the whole context of his everyday life, and in his total mystery and questionableness-into philosophy.”

This is certainly an admirable goal to combat simplistic abstractions of what it means to be human.  We shouldn’t expect to be able to abstract a certain capacity of human beings (such as rationality), consider it in isolation (no consideration of context), formulate a theory around that capacity, and then expect to get a result that is applicable to human beings as they actually exist in the world.  Furthermore, all of the uncertainties and complexities in our human experiences, no matter how difficult they may be to define or describe, should be given their due consideration in any comprehensive philosophical system.

“In modern philosophy particularly (philosophy since Descartes), man has figured almost exclusively as an epistemological subject-as an intellect that registers sense-data, makes propositions, reasons, and seeks the certainty of intellectual knowledge, but not as the man underneath all this, who is born, suffers, and dies…But the whole man is not whole without such unpleasant things as death, anxiety, guilt, fear and trembling, and despair, even though journalists and the populace have shown what they think of these things by labeling any philosophy that looks at such aspects of human life as “gloomy” or “merely a mood of despair.”  We are still so rooted in the Enlightenment-or uprooted in it-that these unpleasant aspects of life are like Furies for us: hostile forces from which we would escape (the easiest way is to deny that the Furies exist).”

My take on all of this is simply that multiple descriptions of human existence are needed to account for all of our experiences, thoughts, values, and behavior.  And it is what we value given our particular subjectivity that needs to be primary in these descriptions, and primary with respect to how we choose to engineer the world we live in.  Who we are as a species is a complex mixture of good and bad, lightness and darkness, and stability and chaos; and we shouldn’t deny any of these attributes nor repress them simply because they make us uncomfortable.  Instead, we would do much better to face who we are head on, and then try to make our lives better while taking our limitations into account.

“We are the children of an enlightenment, one which we would like to preserve; but we can do so only by making a pact with the old goddesses.  The centuries-long evolution of human reason is one of man’s greatest triumphs, but it is still in process, still incomplete, still to be.  Contrary to the rationalist tradition, we now know that it is not his reason that makes man man, but rather that reason is a consequence of that which really makes him man.  For it is man’s existence as a self-transcending self that has forged and formed reason as one of its projects.”

This is well said, although I’d prefer to couch this in different terms: it is ultimately our capacity to imagine that makes us human and able to transcend our present selves by pointing toward a future self and a future world.  We do this in part by updating our models of the world, simulating new worlds, and trying to better understand the world we live in by engaging with it, re-shaping it, and finding ways of better predicting its causal structure.  Reason and rationality have been integral in updating our models of the world, but they’ve also been high-jacked to some degree by a kind of super-normal stimuli reinforced by technology and our living in a world that is entirely alien to our evolutionary niche, and which have largely dominated our lives in a way that overlooks our individualism, emotions, and feelings.

Abandoning reason and rationality is certainly not the answer to this existential problem; rather, we just need to ensure that they’re being applied in a way that aligns with our moral imperatives and that they’re ultimately grounded on our subjective human psychology.

Irrational Man: An Analysis (Part 3, Chapter 10: Sartre)

In the previous post from this series on William Barrett’s Irrational Man, I delved into some of Martin Heidegger’s work, particularly his philosophy as represented in his most seminal work, Being and Time.  Jean-Paul Sartre was heavily influenced by Heidegger and so it’s fortunate for us that Barrett explores him in the very next chapter.  As such, Sartre will be the person of interest in this post.

To get a better sense of Sartre’s philosophy, we should start by considering what life was like in the French Resistance from 1940-45.  Sartre’s idea of human freedom from an existentialist perspective is made clear in his The Republic of Silence where he describes the mode of human existence for the French during the Nazi German occupation of France:

“…And because of all this we were free.  Because the Nazi venom seeped into our thoughts, every accurate thought was a conquest.  Because an all-powerful police tried to force us to hold our tongues, every word took on the value of a declaration of principles.  Because we were hunted down, every one of our gestures had the weight of a solemn commitment…”

I think we can interpret this as describing the brute authenticity of all the most salient features of our existence that can result in the face of severe forces of oppression.  By living knee-deep in an oppressive atmosphere with little if any libertarian freedom, one may inevitably reevaluate what they consider to be most important; they may exercise a great deal more care in terms of deciding what to think about, what to say, or what to do at any given time; and all of this may serve to make that which is thought about, said, or done, to be far more meaningful and free of the noise and superficiality that usually accompanies our day-to-day goings on.  Putting it this way is not to diminish the heinousness of any kind of violent oppression, but merely to point out that oppression can make one consider every part of their existence with a lot more care and concern, taking absolutely nothing for granted while living in such a precarious position.

And when standing in the face of death day after day, not only is the radical contingency of human existence made more clear than ever, but so is that which is intrinsically most valuable to us:

“Exile, captivity, and especially death (which we usually shrink from facing at all in happier days) became for us the habitual objects of our concern…And the choice that each of us made of his life was an authentic choice because it was made face to face with death, because it could always have been expressed in these terms: “Rather death than…”

This is certainly a powerful way of defining authenticity, or at least setting its upper bound; by saying that you’d rather die than abstain from some particular thought, speech, or action is to make a declaration of what’s truly the most meaningful to any individual given their current knowledge and the conditions of their own existence; and this is true even if their thoughts or actions are immoral or uninformed, for nothing matters other than the fact that one has done so with an unparalleled amount of care and personal significance.

While all of this was going on, the French government and the bourgeoisie were seemingly powerless, undetermined, and incapable of any significant recourse:

“…’Les salauds’ became a potent term for Sartre in those days-the salauds, the stinkers, the stuffy and self-righteous people congealed in the insincerity of their virtues and vices.  This atmosphere of decay breathes through Sartre’s first novel, Nausea, and it is no accident that the quotation on the flyleaf is from Celine, the poet of the abyss, of the nihilism and disgust of that period.  The nausea in Sartre’s book is the nausea of existence itself; and to those who are ready to use this as an excuse for tossing out the whole of Sartrian philosophy, we may point out that it is better to encounter one’s existence in disgust than never to encounter it at all-as the salaud in his academic or bourgeois or party-leader strait jacket never does.”

The sheer lack of personal commitment and passion plaguing so many would certainly help to reinforce a feeling of disgust or even propagate feelings of nihilism and helplessness.  And the kind of superficiality that Sartre perceived around him was (and of course, still is) in so many ways the norm; it’s the general way that people conduct themselves, and not only socially but even personally in the sense that one’s view of themselves and who they ought to be is heavily and externally imposed from collective norms and expectations.

“The essential freedom, the ultimate and final freedom that cannot be taken from a man, is to say No.  This is the basic premise in Sartre’s view of human freedom: freedom is in its very essence negative, though this negativity is also creative.”

This is an interesting conception, thinking of the essence of freedom as having a negative character, although perhaps we can compare this to or analogize this with the general concept of negative liberty (freedom from interference from others) as opposed to positive liberty (having the means and freedom to achieve one’s goals).  Since there are a number of contingencies that can prevent positive liberty from being realized, negative liberty (which could include the freedom to say ‘No’) seems to be the more fundamental or basic of the two.  It makes sense to think of this as the final freedom too, as Sartre does, since physical force and contingency can take away anyone’s ability to do all else, except to say ‘No’ or at the very least to think ‘No’ (in the event that one is coerced to say ‘Yes’).  In other words, one can have a number of freedoms taken away, but nobody can take away your freedom to desire one outcome over another, even if that desire can never be satisfied.

At this point it’s also worth mentioning that Sartre’s writings seem to reflect conflicting views on what constitutes human freedom.  His views on freedom may have changed over the course of his written works or he may just have had two different conceptions in mind.  On the one hand, in his earlier works, he seemed to refer to freedom in an ontological sense, as a property of human consciousness.  In this conception, he seemed to view freedom as the ability of a conscious agent to choose the attitude they hold and how they react toward the circumstances they find themselves in.  This would mean that everybody, even a prisoner held captive, is free insofar as they have the freedom to choose if they’ll accept or resist their situation.  Later on, Sartre began to focus on material freedom, that is, freedom from coercion.  In any case, both of these conceptions of freedom still seem to resonate with the concept of negative liberty mentioned earlier.  The only distinction would be that ontological freedom is the one form of negative liberty that is truly inalienable and final:

“Where all the avenues of action are blocked for a man, this freedom may seem a tiny and unimportant thing; but it is in fact total and absolute, and Sartre is right to insist upon it as such, for it affords man his final dignity, that of being man.”

Along with this equating human freedom with consciousness (or at least with conscious will) is the consideration that consciousness is the only epistemological certainty we have:

“He (Descartes) proposes to reject all beliefs so long as they can in any way be doubted, to resist all temptations to say Yes until his understanding is convinced according to its own light; so he rejects belief in the existence of an external world, of minds other than his own, of his own body, of his memories and sensations.  What he cannot doubt is his own consciousness, for to doubt is to be conscious, and therefore by doubting its existence he would affirm it.  “

Sartre takes this Cartesian position to the nth degree, by constraining his interpretation of human beings with his interpretation of Cartesian skepticism:

“But before this certitude shone for him (Descartes), (and even after it, before he passed on to other truths), he was a nothingness, a negativity, existing outside of nature and history, for he had temporarily abolished all belief in a world of bodies and memories.  Thus man cannot be interpreted, Sartre says, as a solid substantial thing existing amid the plenitude of things that make up a world; he is beyond nature because in his negative capability he transcends it.  Man’s freedom is to say No, and this means that he is the being by whom nothingness comes into being.”

To conclude that one is in fact a nothingness, even within the context of Cartesian doubt is, I think, going a bit too far.  While I can agree that consciousness in many ways transcends physical objects and the kind of essence we ascribe to them, it doesn’t transcend existence itself; and what is a nothingness really other than a lack of existence?

And one can think of consciousness as having some attribute of negativity, in the sense that we can think of things and even think of ourselves as being not this or not that; we can think of our desires in terms of what we don’t want; but I think this quality of negation can only serve to differentiate our conscious will (or perhaps ego) from the rest of our experience.  Since our consciousness can’t negate itself, I don’t think that this quality can negate us such that we become an actual nothingness.

“For Sartre there is no unalterable structure of essences or values given prior to man’s own existence.  That existence has meaning, finally, only as the liberty to say No, and by saying No to create a world.  If we remove God from the picture, the liberty which reveals itself in the Cartesian doubt is total and absolute; but thereby also the more anguished, and this anguish is the irreducible destiny and dignity of man.”

And here we see that common element within existentialism: the idea that existence precedes essence, where human beings are thought to have no inherent essence but only an essence that is derived from one’s own existence and one’s own consciousness.  Going back to Sartre’s conception of human freedom, perhaps the idea of saying No to create a world is grounded on the principle of our setting boundaries or limits to the world we make for ourselves; an idea that I can certainly get behind.

However, even if we remove God from the equation, which is certainly justified from the perspective of Cartesian skepticism, let alone from the lack of empirical evidence to support such a belief, we still can’t get around our having some essential human character or qualities (even if no God existed to conceive of such an essence).  While I agree that of the possible lives that you or I can have, it shouldn’t be up to others to choose which life that should be, nor what its ultimate meaning or purpose is, if we agree that there are a finite number of possible lives to choose from (individually and collectively as a species), given our constraints as finite beings (a thoroughly existential claim at that), then I think we can say that we do have an inherent essence that is defined by these biological and physical limitations.

So I do share Sartre’s view that our lives shouldn’t be defined by others, by social norms, nor defined by qualities found in only some of the possible lives one has access to; but it needs to be said that there are still only a finite number of possible life trajectories which will necessarily exclude some of the possibilities given to other types of organisms, and which will exclude any options that are not physically or logically possible.  In other words, I think human beings do have an inherent essence that is defined to some degree by the possibility space we as a species exist within; we just tend to think of essence as something that has to be well-defined, like some short list of properties or functions (which I think is too limited a view).

“Thus Sartre ends by allotting to man the kind of freedom that Descartes has ascribed only to God.  It is, he says, the freedom Descartes secretly would have given to man had he not been limited by the theological convictions of his time and place.”

And this is certainly a valid point.  What’s interesting to me with respect to the whole Cartesian experiment was that Descartes began by doubting the external world and only by introducing an ad hoc conception of a deity, let alone a benevolent deity, could he trust that his senses weren’t deceiving him.  This is despite the fact that this belief in God would be just as likely to be a deception as any other belief (and so Descartes attempted to solve this problem through invalid circular reasoning).

More to the point however is the fact that we wouldn’t be able to tell the difference between a “real” external world and one that is imagined or illusory (unbeknownst to us) anyway, and so we might as well simply stick with the fewest assumptions that yield the best predictions of future experiences.  And this includes the assumption of our having some degree of human freedom that directs our conscious will and desires; a view of our having some control over what trajectory we take in life:

“He is not subordinate to a realm of essences: rather, He creates essences and causes them to be what they are.  Hence such a God transcends the laws of logic and mathematics.  As His (God’s) existence precedes all essences, so man’s existence precedes his essence: he exists, and out of the free project which his existence can be he makes himself what he is.  “

It’s worth considering the psychological motivations for positing and defining a God that has qualities reminiscent of human creativity and teleological intentionality; that is to say, we often project our human capacity for creation and goal-directedness onto some idealized being conception that accounts for our existence in the same way that we see ourselves as accounting for the existence of any and all human constructs, be they watches, paintings, or entire cities.  We see ourselves giving purpose and functional descriptions to the things we make and then can’t help but ask what our own purposes may be; and if so, then we feel inclined to assume it must be someone other than ourselves that gives us this purpose, finally arriving at a God-concept of some kind.  And lo and behold, throughout history the gods we see in all the religions have been remarkably human with their anger, jealousy, pettiness, impulsiveness, and retributive sense of justice, thus illustrating that gods are made in man’s image as opposed to the contrary.  But this kind of thinking only leads to our diminishing our own degree of personal freedom, bestowing it to a concept instead (whether bestowed to “society” or to a “deity”), and thus it abstracts away our own individuality and responsibility.

Despite the God concept permeating much of human history, we eventually challenged it with the greatest challenges precipitating from the Enlightenment, causing many of us to discover the freedom we had all along:

“When God dies, man takes the place of God.  Such had been the prophecy of Dostoevski and Nietzsche, and Sartre on this point is their heir.  The difference, however, is that Dostoevski and Nietzsche were frenzied prophets, whereas Sartre advances his view with all the lucidity of Cartesian reason and advances it, moreover, as a basis for humanitarian and democratic social action.  To put man in the place of God may seem, to traditionalists, an unspeakable piece of diabolism; but in Sartre’s case it is done by a thinker who, to judge from his writings, is a man of overwhelming good will and generosity.”

And this idea of human beings taking the place of God, is really nothing more than the realization of our having projected qualities that were ours from the very beginning.  This may make some people uncomfortable because they think that by eliminating the God concept, that humans are somehow seeing ourselves as a God; but we still have the same limitations that human beings have always had, with our limited knowledge and our existing in a world with many forces out of our control.  But now we have an added sense of freedom that further empowers us as individuals to do the most we can with our lives and to give our lives meaning on our own terms, rather than having them externally imposed on us (see the previous post on Heidegger, and the concept of Das Man or the “They” self).  Sartre’s appreciation and promotion of this idea is admirable to say the least, as it seeks to preferentially value human beings over ideas, to value consciousness over abstractions, and to maximize each person having a voice that they can call their own.

1.  Being-for-itself and Being-in-itself

“Being-for-itself (coextensive with the realm of consciousness) is perpetually beyond itself.  Our thought goes beyond itself, toward tomorrow or yesterday, and toward the outer edges of the world.  Human existence is thus a perpetual self-transcendence: in existing we are always beyond ourselves.  Consequently we never possess our being as we possess a thing.”

This definitely resonates with Heidegger’s conception of temporality, where our understanding of our world is constrained by our past experiences and is always projecting into the future in terms of our always wanting to become a certain kind of person (even if this vision of our future self changes over time).  And here, Sartre’s conception of Being-for-itself is meant to be contrasted with his concept of Being-in-itself; where the former represents consciousness and the latter non-conscious or unconscious material objects.

As mentioned in my last post, I agree with there being a temporally transcendent quality of consciousness, and I think it can be best explained by the fact that our perception of the world is operating under a schema of prediction: our brains are always trying to predict what will happen next in terms of our sensations and these predictions are what we actually experience (as opposed to sensory information itself), where we experience a kind of controlled hallucination that evolves its modeling in response to any prediction error encountered.  We try to make these perceptual predictions come true and reduce the prediction error by either changing our mental models of the world’s causal structure to better account for the incoming sensory information or through a series of actions involving our manipulating the world in some way or another.

“This notion of the For-itself may seem obscure, but we encounter it on the most ordinary occasions.  I have been to a party; I come away, and with a momentary pang of sadness I say, “I am not myself.”  It is necessary to take this proposition quite literally as something that only man can say of himself, because only man can say it to himself.  I have the feeling of coming to myself after having lost or mislaid my being momentarily in a social encounter that estranged me from myself.  This is the first and immediate level on which the term yields its meaning.”

And here’s where the For-itself concept shows the distinction between our individual self (what Heidegger would likely call our authentic self) and the externalized self that is more or less a product of social norms and expectations stemming from the human collective.

“But the next and deeper level of meaning occurs when the feeling of sadness leads me to think in a spirit of self-reproach that I am not myself in a still more fundamental sense: I have not realized so many of the plans or projects that make up my being; I am not myself because I do not measure up to myself. “

So aside from what society expects of us, we also have our own expectations and goals, many of which that never come into fruition.  Sartre sees this as a kind of comparison where we’re evaluating our current view of ourselves with the more idealized view of ourselves that we’re constantly striving for.  And we can see this anytime we think or say something like “I shouldn’t have done that because I’m better than that…”  We’re obviously not better than ourselves, but it’s because we’re always comparing our perspective to the ideal model we hold of ourselves that we in some sense transcend any present sense of self, and this view allows us to better understand Sartre’s idea that we’re always existing beyond ourselves.

Barrett describes Sartre’s view in more detail:

“Beneath this level too there is still another and deeper meaning, rooted in the very nature of my being: I am not myself, and I can never be myself, because my being stretching out beyond itself at any given moment exceeds itself.  I am always simultaneously more and less than I am.  Herein lies the fundamental uneasiness, or anxiety, of the human condition, for Sartre.  Because we are perpetually flitting beyond ourselves, or falling behind our possibilities, we seek to ground our existence, to make it more secure.”

We might even say that we conjure up a kind of essence of who we are because we’re trying to solidify our existence such that we’re more or less like the objects we interact with in our world.  And we do this through our imagination by projecting our identity into the future, effectively defining ourselves in terms of the person we want to become rather than the person we are now.  However, our imagination is both a blessing and a curse, for it is through imagination that we express our creativity, simulating new worlds for ourselves that we can choose from; but, our imagination is also a means of comparing our current state of affairs to some ideal model, in many cases showing us what we don’t have (yet want) and showing us a number of lost opportunities which can further constrain our future space of possibilities.  Whether we love it or hate it, our capacity for imagination is both the cause and the cure for our suffering; and it is a capacity that is fundamental to our existence as human beings.

“The For-itself struggles to become the In-itself, to attain the rocklike and unshakable solidity of a thing.  But this is can never do so long as it is conscious and alive.  Man is doomed to the radical insecurity and contingency of his being; for without it he would not be man but merely a thing and would not have the human capacity for transcendence of his given situation.”

It seems then that our projection into the future, equating our self-hood with some preconceived future self, not only serves as an attempt to objectify our subjectivity, but it may also be psychologically motivated by the uncertainty that we recognize in both our short-term and long-term lives.  We feel uncomfortable and anxious about the contingency of our lives and the sheer number of possible future life trajectories, and so we conceptualize one path as if it were a fixed object and simply refer to it as “me”.

“With enormous ingenuity and virtuosity Sartre interweaves these two notions-Being-in-itself and Being-for-itself-to elucidate the complexities of human psychology.”

Sartre’s conception of Being-in-itself and Being-for-itself are largely grounded on the distinction between consciousness and that which is not conscious.  On the surface, it looks like merely another way of expressing the distinction between mind and matter, but the distinction is far more nuanced and complex.  Being-for-itself is defined by its relation to Being-in-itself, where, for Sartre, Being-for-itself is, among other things, in a constant state of want for synthesis with Being-in-itself, despite the fact that Being-for-itself involves a kind of knowledge that it is not in-itself.  Being-for-itself is in a constant state of incompleteness, where a lack of some kind permeates its mode of being; it’s constantly aware of what it is not, and whatever it may be, lacking any essential structure to build off of, is created out of nothingness.  In other words, Being-for-itself creates its own being with a blank canvas.

As I mentioned above, I don’t particularly agree with Sartre’s conception here, that we as conscious human beings create our being or our essence with a blank canvas, as there are (to stick with the artistic analogy) a limited number of ways that the canvas can be “painted”, there are a limited number of existential “colors” to work with, and while the future may be undetermined or unpredictable to some degree, this doesn’t mean that any possible future that comes to mind can come into being.  As human beings that have evolved from other forms of life on this planet, we have a number of innate or biologically-constrained predispositions including: our instincts and basic behavioral drives, the kinds of conditioning that actually work to modify our behavior, and a psychology that can only thrive within a finite range of behavioral and environmental conditions.

I see this “blank canvas” analogy as just another version of the blank slate or tabula rasa model of human knowledge within the social sciences.  But this model has been falsified with findings in behavioral genetics, psychology, and neurobiology, where various forms of evidence have shown that human beings are pre-wired for social interaction, and have genetically dependent capacities such as intelligence, memory, and reason.  And even taking into account the complicated relation between genes and environment, where the expression of the former is dependent on the latter, we still have environmental conditions that are finite, contingent, externally imposed, and which drastically shape our behavior whether we realize it or not.

On top of this, as I’ve argued elsewhere, we don’t have a libertarian form of free will either, which means that if we could go back in time to some set of initial conditions (where we had made a conscious choice of some kind, and perhaps a significant life altering choice at that), we wouldn’t be able to choose an alternative course of action, barring any quantum randomness.  This doesn’t mean that we can’t still make use of some compatibilist conceptions of free will, nor does it mean that we shouldn’t be held accountable for our actions, as these are all important for maintaining effective behavioral conditioning; but it does mean that we don’t have the kind of blank canvas that Sartre had envisioned.

The role that nothingness plays in Sartre’s philosophy goes beyond the incompleteness resulting from a self that is in some sense defined by our projection into the future.

“The Self, indeed, is in Sartre’s treatment, as in Buddhism, a bubble, and a bubble has nothing at its center. (but not nihilism)…For Sartre, on the other hand, the nothingness of the Self is the basis for the will to action: the bubble is empty and will collapse, and so what is left us but the energy and passion to spin that bubble out?”

I can certainly see some parallels between Buddhism and Sartre’s conception of the Self, where, for example, the fact that we lack a persistent identity, instead having a mode of being that’s dynamic and based on a projection into an uncertain future, is analogous to or at least consistent with the Buddhist conception of the Self being a kind of illusion.  I also tend to agree with the basic idea that we don’t have any ultimate control or ownership over our thoughts and feelings even if we feel like we do from time to time, and our experiences seem to be just one infinitesimal, fleeting moment after another.  Our attention and behavior are absorbed and shaped by the world around us, and it’s only when we fixate or identify ourselves as a concept, a thought, or a feeling, or a certain combination of these elements, that we conjure up a seemingly objective and essential sense of Self.  While Sartre’s philosophy appears to grant us a greater level of free will and human freedom than that of Buddhist thought, it’s this essential self, this eternal self or identity, interrelated with the concept of a permanent soul that both Sartre and Buddhism reject.

“Man’s existence is absurd in the midst of a cosmos that knows him not; the only meaning he can give himself is through the free project that he launches out of his own nothingness.”

This is one of the core ideas in existentialism, and also in Sartre’s own work, that I most appreciate: the idea that we (have to) give our own lives their meaning and purpose, as opposed to their being externally imposed on us from a religion, a deity (whether real or imagined), a culture, or any other source aside from ourselves, if we’re to avoid submitting the core of our being to some kind of authoritarian tyranny.

Human beings were not designed for some particular purpose, aside from natural selection having “designed” us for survival, and perhaps a thermodynamic argument could be made that all life serves the “purpose” of generating more entropy than if our planet had no life at all (which means that life actually speeds up the inevitable heat death of the universe).  But, because our intelligence and the kind of consciousness we’ve gained through evolution grants us a kind of open-ended creativity and imagination, with technology and cultural or memetic evolution effectively superseding our “selfish genes”, we no longer have to live with survival as our primary directive.  We now have the power to realize that our existence transcends our evolutionary past, and we have the ability to define ourselves based on our primary goals in life, whatever they may be, given the constraints of the world we find ourselves born into or embedded within at the present moment.  And it’s this transcendent quality that we find in a lot of Sartre’s work.

“He (Sartre) misses the very root of all of Heidegger’s thinking, which is Being itself.  There is, in Sartre, Being-for-itself and Being-in-itself but there is no Being…Sartre has advanced as the fundamental thesis of his Existentialism the proposition that existence precedes essence.  This thesis is true for Heidegger as well, in the historical, social, and biographical sense that man comes into existence and makes himself to be what he is.  But for Heidegger another proposition is even more basic than this: namely, Being precedes existence.”

In contrast with Sartre then, with Heidegger we see an ontological requirement for Being itself, prior to even having the possibility for Sartre’s distinction between Being-for-itself and Being-in-itself.  That is to say, these kinds of distinctions would, for Heidegger at least, require a more basic field of Being within which one may be able to posit distinctive types of Being.  It would seem that some ultimate region of Being would be necessary in order for the transcendent quality of consciousness to manifest in any way whatsoever:

“To be sure, Sartre has gone a considerable step beyond Descartes by making the essence of human consciousness to be transcendence: that is, to be conscious is, immediately and as such, to point beyond that isolated act of consciousness and therefore to be beyond or above it…But this step forward by Sartre is not so considerable if the transcending subject has nowhere to transcend himself: if there is not an open field or region of Being in which the fateful dualism of subject and object ceases to be.”

One might also wonder how this all fits in with the question of how a conscious subject can ever truly know an object in its entirety.  For example, Kant believed that any object in itself, which he referred to more generally as the noumenon (as opposed to the phenomenon, the object as we perceive it), was inherently unknowable.  Nietzsche thought that it didn’t matter whether or not we could know the object in itself, if such an inaccessible realm of knowledge pertaining to any object even existed in the first place.  Rather, he thought the only thing that mattered was our ability to master the object, to manipulate it and use it according to our own will (the will to power).  For Sartre, the only thing that really mattered was the will to action, which was primarily a will to some form of revolutionary action, so he doesn’t really address the problem of knowledge with respect to the subject truly knowing some object or other (nor does he specify whether or not there even is any problem, at least within his seminal work Being and Nothingness).

Heidegger was less concerned with this issue of knowledge and was more concerned with grounding the possibility of there being a subject or object in the first place:

“For what Heidegger proposes is a more basic question than that of Descartes and Kant: namely, how is it possible for the subject to be? and for the object to be?  And his answer is: Because both stand out in the truth, or un-hiddenness, of Being.  This notion of truth of Being is absent from the philosophy of Sartre; indeed, nowhere in his vast Being and Nothingness does he deal with the problem of truth in a radical and existential way: so far as he understands truth at all, he takes it in the ordinary intellectualistic sense that has been traditional with non-existential philosophers.  In the end (as well as at his very beginning) Sartre turns out thus to be a Cartesian rationalist-one, to be sure, whose material is impassioned and existential, but for all that not any less a Cartesian in his ultimate dualism between the For-itself and the In-itself.”

I don’t think it’s fair to label Sartre a Cartesian rationalist as Barrett does here, since Sartre seems to actually depart from Descartes’ form of rationalism when it comes to evaluating the overall structure of consciousness.  And there doesn’t seem to be any ultimate dualism between Being-for-itself and Being-in-itself either, if the former is instantiated or experienced as a kind of negation of the latter.  Perhaps if Sartre had used the terms Being-in-itself and not-Being-in-itself, this would be made more clear.  In any case, it’s not as if these two instantiations of being need be separate substances, especially if, as Sartre says in Being and Nothingness, that:

“The ontological error of Cartesian rationalism is not to have seen that if the absolute is defined by the primacy of existence over essence, it cannot be conceived as a substance.”

So at the very least, it seems mistaken to say that Sartre is a substance dualist given his position on existence preceding essence, even if he may be adequately described as some kind of property dualist.

“But, again like every humanism, it leaves unasked the question: What is the root of man?  In this search for roots for man-a search that has, as we have seen, absorbed thinkers and caused the malaise of poets for the last hundred and fifty years-Sartre does not participate.  He leaves man rootless.”

Sartre may not have explicitly described any kind of truth for man that wasn’t a truth of the intellect, unlike Heidegger who had his conception of the truth of Being, but Sartre did also describe a pre-reflective aspect of consciousness that didn’t seem to be identified as either the subject nor anything about the subject.  There’s a mysterious aspect of consciousness that’s simply hard to pin down, and it may be the kind of ethereal concept that one could equate with some kind of pre-propositional realm of Being.  This may not be enough to say that Sartre, in the end, leaves us rooted (so to speak), but it seems to be a concept that implicitly pulls his philosophy in that direction.

2. Literature as a Mode of Action

Sartre places a lot of importance on literature as a means of expressing the author’s freedom in a way that depends on an interaction with the freedom of the reader.

“…the perfect example of what he believes a writer should do and what he himself tries to do in his own later fiction: that is, grapple with the problems of man in his time and milieu.”

As mentioned earlier in this post, Sartre’s personal experience during the time of the French Resistance colored his written works with an imperative to assert humanity’s radical freedom and did so in relation to the historical developments that affected the masses, the working class, and the oppressed.

“It is always to the idea, and particularly the idea as it leads to social action, that Sartre responds.  Hence he cannot do justice, either in his critical theory or in his actual practice of literary criticism, to poetry, which is precisely that form of human expression in which the poet-and the reader who would enter the poet’s world-must let Being be, to use Heidegger’s phrase, and not attempt to coerce it by the will to action or the will to intellectualization.  The absence of the poet in Sartre, as a literary man, is thus another evidence of what, on the philosophical level, leads to a deficiency in his theory of Being.”

And though Sartre may not be any kind of poet, that doesn’t mean his work doesn’t have some of the subjective, emotionally charged character that one finds in poetry.  But, Barret’s point is well taken as Sartre’s works don’t have the kind of aesthetic quality, the irrationality, nor do they make as much use of metaphor, as the majority of popular poets have.

“In discharging his freedom man also wills to accept the responsibility of it, thus becoming heavy with his own guilt.  Conscience, Heidegger has said, is the will to be guilty-that is, to accept the guilt that we know will be ours whatever course of action we take.”

Freedom and responsibility clearly go hand in hand for Sartre (and for Heidegger as well), and this very basic idea makes sense from the perspective that if one believes themselves to be free, then they must necessarily accept that they own their actions insofar as they were done freely.  As for conscience, rather than Heidegger’s conception of the will to be guilty, I’d prefer to describe it as simply a manifestation of our perception of both responsibility and duty, although one can also aptly describe conscience as a product of evolution that tends to produce in us a more pro-social set of behaviors.

The tendency for many to try and absolve themselves of their freedom, by submitting themselves to the conception of self that society or others draw up for them is addressed in Sartre’s 1944 French play No Exit.  In this play, the three main characters find themselves in Hell, being punished in a way that is analogous to that of Dante’s Inferno, in this case taunted by a symbol representing the inauthentic or superficial way they lived their lives:

“Having practiced “bad faith” in life-which, in Sartre’s terms, is the surrendering of one’s human liberty in order to possess, or try to possess, one’s being as a thing-the three characters now have what they had sought to surrender themselves to.  Having died, they cannot change anything in their past lives, which are exactly what they are, no more and no less, just like the static being of things…But this is exactly what they long for in life-to lose their own subjective being by identifying themselves with what they were in the eyes of other people.”

By defining ourselves in any essential or fixed way, for example, by defining ourselves based on the unchangeable past (as all its features are indeed fixed), we lose the freedom we’d have if our identity had been directed toward the uncertain future and the possible goals and projects contained therein.  In this case with No Exit, the characters were defining themselves based on the desires and expectations of society or at least of several members of society that these patrons of Hell deemed high in status or social clout.

And going back to the relation between freedom and responsibility, we can see how one can try and rid themselves of responsibility by holding an attitude that they have no freedom regarding who they are or what they do, that they must do what it is they do (perhaps because society or others “say so”, although it may be other reasons).  This can be a slippery thing to contemplate however, when we consider different conceptions of free will.

While it’s technically true that we don’t have any kind of causa sui free will (since it’s logically impossible to have this in a deterministic or random/indeterministic world), it’s still useful to conceive of our having a kind of freedom of the will that distinguishes between animals or people that have varying degrees of autonomy.  This is similar to the conception of free will that a court of law uses, to distinguish between instances of coercion or not being of sound mind and that of conscious intentions made with a reasonable capacity for evaluating the legality or consequences off those intentions.

It’s also important to account for the fact that we can’t predict all of our own actions (nor the actions of others), and so there’s also a folk psychological concept of free will implied by this uncertainty.  Most of these conceptions are psychologically useful, they play a positive role in maintaining the efficacy of our punishment reward systems, and overall they resonate with how we lives our lives as human beings.

In general then, I think that Sartre’s conception of tying freedom and responsibility together jives with our folk psychological conceptions of free will, and it serves a use for promoting a very functional and motivating way to live one’s life.

“As a writer Sartre is always the impassioned rhetorician of the idea; and the rhetorician, no matter how great and how eloquent his rhetoric, never has the full being of the artist.  If Sartre were really a poet and an artist, we would have from him a different philosophy…”

Although Barrett seems to be pigeonholing artists to some degree here (which isn’t entirely fair to Sartre), it’s true that what we find in Sartre’s written works are not artistic in any traditional or classical sense.  Even so, I think it’s fair to say that postmodern art has benefited from and been influenced by the works of many great thinkers including Sartre.  And the task of the artist is often informing us of our own human condition in its particular time and place, including many aspects of that condition that aren’t typically talked about or explicitly in our stream of consciousness.  Sartre’s works, both written and performed, did just that; they informed us of our modern condition and of a number of interesting perspectives of our own human psychology, and they did so in a thoroughly existential way.  Sartre was an artist then, in my mind at least.

3. Existential Psychology

“Behind all Sartre’s intellectual dialectic we perceive that the In-itself is for him the archetype of nature: excessive, fruitful, blooming nature-the woman, the female.  The For-itself, by contrast, is for Sartre the masculine aspects of human psychology: it is that in virtue of which man chooses himself in his radical liberty, makes projects, and thereby gives his life what strictly human meaning it has.”

And here some of the sexist nuances, both explicitly and implicitly in the minds of Sartre and his contemporaries, starts to become apparent.  The idea that nature has more of a female character is certainly far more justifiable and sensible because females are the only sex giving birth to new life and continuing the cycle, but the idea that the male traits subsume the human qualities of choice, freedom, and worthwhile projects, is one resulting from historical dominance hierarchies, which were traditionally patriarchal or androcentric.  But modern human life has illustrated this to be no longer applicable to humans generally.  In any case, we can still use traditional archetypes that make use of this kind of sexual categorization, as long as we’re careful to avoid taking those archetypes too seriously in terms of influencing an essentialist view of the human sexes and what our roles in society ought to be.

“The essence of man…lies not in the Oedipus complex (as Freud held) nor in the inferiority complex (as Adler maintained); it lies rather in the radical liberty of man’s existence by which he chooses himself and so makes himself what he is.”

And this of course is just a reiteration of the Sartrean existence precedes essence adage, but it’s interesting to see that Sartre seems to dismiss much of modern psychology, evolutionary psychology and any role for nature or innate predispositions in human beings.  One may wonder as well how humans can be free of traditional essentialism in Sartre’s mind while at the same time he assumes some kinds of roles or archetypes that are essentially male and female.  I don’t think we can avoid essentialism in its entirety, even if the crux of Sartre’s existential adage is valid.  And I don’t think Sartre avoids it either, even if he tries to.

“Man is not to be seen as the passive plaything of unconscious forces, which determine what he is to be.  In fact, Sartre denies the existence of an unconscious mind altogether; wherever the mind manifests itself, he holds, it is conscious.”

I’m not sure if Sartre’s denial of an unconscious mind is just a play on semantics (i.e. he’s defining “mind” exclusively as the neurological activity that directly leads to consciousness) or if he truly rejected the idea that there were any forces motivating our behavior that weren’t explicit in our consciousness.  If the latter is true, then how does Sartre account for marketing strategies, cognitive biases, denial, moral intuition, and a host of other things that rely on or operate under psychological predispositions that are largely unknown to the person who possesses them?  The totality of our behavior simply can’t be accounted for without some form of neurological processing happening under the radar (so to speak), which serves some psychological purpose.

“A human personality or human life is not to be understood in terms of some hypothetical unconscious at work behind the scenes and pulling all the wires that manipulate the puppet of consciousness.  A man is his life, says Sartre; which means that he is nothing more nor less than the totality of acts that make up that life.”

This is interesting when viewed through the lens of the future, our intended projects, and the kind of person we may strive to be.  It seems that in order for this excerpt above to be correct, according to Sartre’s (and perhaps Heidegger’s) own reasoning, that we’d have to include our intentions and goals as well; we can’t simply look at the facticity of our past, but must also look at how the self transcends into the future.  And although Sartre or others may not want to identify themselves with some of the forces operating in their unconscious, the fact of the matter is, if we want to be able to predict our own behavior and that of others as effectively as possible, then we have no choice but to make use of some concept of an unconscious mind, unconscious psychology, etc. It may not be the primary way we ought to think of ourselves, but it’s an important part of any viable model of human behavior.

Analogously, one may say that they don’t want to be identified with their brain (“I am not my brain!”), and yet if you asked them if they’d rather have a brain transplant or a body transplant (say, everything below the neck), they would undoubtedly choose the latter.  Why might this be so?  An obvious answer is because their entire personality, all that they value, believe, and know, is all made manifest in the structure of their brain.  Now we may see a brain on a table and have difficulty equating it with a person, and yet we can have an entire human body, only lacking a brain, and we have no person at all.  The only additional thing needed for personhood is that brain lying on the table, assuming it is a brain inherently capable of instantiating a personality, consciousness, etc.

Another aspect of Sartrean psychology is the conception of how the Other (some other conscious self) views us given the constraints of consciousness and our ability to see another person from that person’s own subjective point of view:

“This relation to the Other is one of the most sensational and best-known aspects of Sartre’s psychology.  To the other person, who look at me from the outside, I seem an object, a thing; my subjectivity with its inner freedom escapes his gaze.  Hence his tendency is always to convert me into the object he sees.  The gaze of the Other penetrates to the depths of my existence, freezes and congeals it.  It is this, according to Sartre, that turns love and particularly sexual love into a perpetual tension and indeed warfare.  The lover wishes to possess the beloved, but the freedom of the beloved (which is his or her human essence) cannot be possessed; hence, the lover tends to reduce the beloved to an object for the sake of possessing it.”

I think this view has merit and has a lot to do with how our brains make simplistic or heuristic models of the entities and causal structure we perceive around us.  Although we can recognize that some of those other entities are subjective beings such as ourselves, living with the same kinds of intrinsic conscious experiences that we do, it’s often easier and more automatic to treat them as if they were an object.  We can’t directly experience another person’s subjectivity, which is what makes it so easy to escape our attention and consideration.  More to the point though, Sartre was claiming how this tendency to objectify another penetrates many facets of our lives, introducing a source of conflict with our relations to one another.  Ironically, this could also be described as something we do unconsciously, where we don’t explicitly say to ourselves “this person is an object,” but rather we may explicitly see them as a person and yet treat them as an object in order to serve some implicit psychological goal (e.g. to feel that you possess your significant other).

“He is right to make the liberty of choice, which is the liberty of a conscious action, total and absolute, no matter how small the area of our power: in choosing, I have to say No somewhere, and this No, which is total and totally exclusive of other alternatives, is dreadful; but only by shutting myself up in it is any resoluteness of action possible.  “

Referring back to the beginning of this post, regarding the liberty of choice (in particular a kind of negative liberty) as the ultimate form of human freedom, we can also describe the choices we make in terms of the alternative choices we had to say no to first.  We can see our ability to say no as a means of creating a world for ourselves; a world with boundaries delineating what is and isn’t desired.  And the making of these choices, the effect that each choice has, and the world we create out of them are things that we and we alone own.  Understandably then, once this freedom and responsibility are recognized, they lead to our experiencing a kind of dread, anxiety, and perhaps a feeling of being overwhelmed by the sheer space of possibilities and thus overwhelmed by the number of possibilities that we have to willfully reject:

“A friend of mine, a very intelligent and sensitive man, was over a long period in the grip of a neurosis that took the form of indecision in the fact of almost every occasion of life; sitting in a restaurant, he could not look at the printed menu to choose his lunch without seeing the abyss of the negative open before his eyes, on the page, and so falling into a sweat…(this story) confirms Sartre’s analysis of freedom, for only because freedom is what he says it is could this man have been frightened by it and have retreated into the anxiety of indecision.”

This story also reminded me of the different perspectives that can result depending on whether one is a maximizer or a sufficer: the maximizer being the person who tries to exhaustively analyze every decision they make, hoping to maximize the benefits brought about by their careful decision-making; and the sufficer being the person who is much more easily pleased, willing to make a decision fairly quickly, and not worry about whether their decision was the best possible so much as whether it was simply good enough.  On average, maximizers are far less happy as well, despite the care they take in making decisions, simply because they fret over whether the decision they landed on was really best after all, and they tend to enjoy life less than sufficers because they’re missing many experiences and missing the natural flow of those experiences as a result of their constant worrying.  The maximizer concept definitely fits in line with Sartre’s conception of the anxiety of choice brought about by the void and negation implicit in decision making.

I for one try to be a sufficer, even if I occasionally find myself trying to maximize my decision making, and I do this for the same reason that I try to be an optimist rather than a pessimist: people live happier and more satisfying lives if they try and maintain a positive attitude and if they aren’t overly concerned with every choice they make.  We don’t want to make poor decisions by making them in haste or without any care, but we also don’t want to invest too many of our psychological resources in making those decisions; we may end up at the end of our lives realizing that we’ve missed out on a good life.

“…the example points up also where Sartre’s theory is decidedly lacking: it does not show us the kind of objects in relation to which our human subjectivity can define itself in a free choice that is meaningful and not neurotic.  This is so because Sartre’s doctrine of liberty was developed out of the experience of extreme situations: the victim says to his totalitarian oppressor, No, even if you kill me; and he shuts himself up in this No and will not be shaken from it.”

I agree with Barrett entirely here.  Much of Sartre’s philosophy was developed out of an experienced oppression under the threat of violence, and this quality makes it harder to apply to an everyday life that’s not embroiled with tyranny or fascism.

“…But he who shuts himself up in the No can be demoniacal, as Kierkegaard pointed out; he can say No against himself, against his own nature.  Sartre’s doctrine of freedom does not really comprehend the concrete man who is an undivided totality of body and mind, at once, and without division, both In-itself and For-itself; but rather an isolated aspect of this total condition, the aspect of man always at the margin of his existence.”

I think the biggest element missing from Sartre’s conception of freedom or from his philosophy generally is the evolutionary and biologically grounded aspects of our psychology, the facts pertaining to our innate impulses and predispositions, our cognitive biases and other unconscious processes (which he outright denied the existence of).  This makes his specific formula of existence preceding essence far less tenable and realistic.  Barrett agrees with some of this reasoning as well when he says:

“Because Sartre’s psychology recognizes only the conscious, it cannot comprehend a form of freedom that operates in that zone of the human personality where conscious and unconscious flow into each other.  Being limited to the conscious, it inevitably becomes an ego psychology; hence freedom is understood only as the resolute project of the conscious ego.”

Indeed, the human being as a whole includes both the conscious and unconscious aspects of ourselves.  The subjective experience that defines us is a product of both sides of our psyche, not to mention the interplay of the psyche as a whole with the world around us that we’re intimately connected to (think of Heidegger’s field of Being).

The final point I’d like to bring up regarding Sartre is in regard to his atheism:

“It has been remarked that Kierkegaard’s statement of the religious position is so severe that it has turned many people who thought themselves religious to atheism.  Analogously, Sartre’s view of atheism is so stark and bleak that it seems to turn many people toward religion.  This is exactly as it should be.  The choice must be hard either way; for man, a problematic being to his depths, cannot lay hold of his ultimate commitments with a smug and easy security.”

It’s understandable that most people gravitate toward religion because of the anxiety and fear that can accompany a worldview where one has to take on the burden of making meaning for their own lives rather than having someone else or some concept “decide” this for them.  Additionally, the fear of being alone, the fear of death, the fear of having a precarious existence generally throughout our lives and also given the fact that we live in an inhospitable universe where life appears to occupy a region in space comparable to the size of a proton within a large room.

All of these reasons lend themselves to reinforcing a desire for a deity and for a narrative that defines who we ought to be, so we don’t have to decide this for ourselves.  Personally, I don’t think one can live authentically with these kinds of world views, nor is it morally responsible to live life with belief systems that inhibit the ability to distinguish between fact and fiction.  But I still understand that it’s far more difficult to reject the comforts of religion and face the radical contingencies of life and the burden of choice.  I think people can live the most fulfilling lives in the most secure way only when they have a reliable epistemology in place and only when they take the limits of human psychology seriously.  We need to understand that some ways of living, some attitudes, some ways of thinking, etc., are better than others for living sustainable, fulfilling lives.

Sartre’s atheistic philosophy is certainly bleak, but his does not represent the philosophy of atheists.  My atheistic philosophy of life, for example, takes into account the usefulness of multiple descriptions (including holistic descriptions) of our existence; the recognition of our desire to connect to the transcendent; the need for morality, meaning, and purpose; and the need for emotional channels of expression.  And regardless of it’s bleakness, Sartre’s philosophy has some useful ideas, and any philosophy that’s likely going to be successful will gather what works from a number of different schools of thought and philosophies anyway.

Well, this concludes the post on Jean-Paul Sartre (Ch. 10), and ends part 3 of this series on William Barrett’s Irrational Man.  The last and final post in this series is on part 4, Integral vs. Rational Man, which consists of chapter 11, the final chapter in Barrett’s book, The Place of the Furies.  I will post the link here when that post is complete.

Irrational Man: An Analysis (Part 3, Chapter 9: Heidegger)

In my previous post of this series on William Barrett’s Irrational Man, I explored some of Nietzsche’s philosophy in more detail.  Now we’ll be taking a look at the work of Martin Heidegger.

Heidegger was perhaps the most complex of the existentialist philosophers, as his work is often interpreted in a number of different ways and he develops a lot of terminology and concepts that can sometimes be difficult to grasp; and there’s also a fundamental limitation of fully engaging with the concepts he uses unless one is fluent in the German language, due to what is otherwise lost in translation to English.

Phenomenology, or the study of the structures of our conscious experience, was a big part of Heidegger’s work and had a big influence on his distinguishing between what he called “calculating thought” and “meditating thought”, and Barrett alludes to this distinction when he first mentions Heidegger’s feelings on thought and reason.  Heidegger says:

“Thinking only begins at the point where we have come to know that Reason, glorified for centuries, is the most obstinate adversary of thinking.”

Now at first one might be confused with the assertion that reason is somehow against thinking, but if one understands that Heidegger is only making reference to one of the two types of thinking outlined above, then we can begin to make sense of what he’s saying.  Calculating thought is what he has in mind here, which is the kind of thinking that we use all the time for planning and investigating in order to accomplish some specific purpose and achieve our goals.  Meditative thought, on the other hand, involves opening up one’s mind such that they aren’t consumed by a single perspective of an idea; it requires us to not limit our thinking to only one category of ideas, and requires us to at least temporarily free our thinking from the kind of unity that makes everything seemingly fit together.

Meaning is more or less hidden behind calculating thought, and thus meditative thought is needed to help uncover that meaning.  Calculative thinking also involves a lot of external input from society and the cultural or technological constructs that our lives are embedded in, whereas meditative thinking is internal, prioritizing the self over the collective and creating a self-derived form of truth and meaning rather than one that is externally imposed on us.  By thinking about reason’s relation to what Heidegger is calling meditative thought in particular, we can understand why Heidegger would treat reason as an adversary to what he sees as a far more valuable form of “thinking”.

It would be mistaken however to interpret this as Heidegger being some kind of an irrationalist, because Heidegger still values thinking even though he redefines what kinds of thinking exist:

“Heidegger is not a rationalist, because reason operates by means of concepts, mental representations, and our existence eludes these.  But he is not an irrationalist either.  Irrationalism holds that feeling, or will, or instinct are more valuable and indeed more truthful than reason-as in fact, from the point of view of life itself, they are.  But irrationalism surrenders the field of thinking to rationalism and thereby secretly comes to share the assumptions of its enemy.  What is needed is a more fundamental kind of thinking that will cut under both opposites.”

Heidegger’s intention seems to involve carving out a space for thinking that connects to the most basic elements of our experience, and which connects to the grounding for all of our experience.  He thinks that we’ve almost completely submerged our lives in reason or calculative thinking and that this has caused us to lose our connection with what he calls Being, and this is analogous to Kierkegaard’s claim of reason having estranged us from faith:

“Both Kierkegaard and Nietzsche point up a profound dissociation, or split, that has taken place in the being of Western man, which is basically the conflict of reason with the whole man.  According to Kierkegaard, reason threatens to swallow up faith; Western man now stands at a crossroads forced to choose either to be religious or to fall into despair…Now, the estrangement from Being itself is Heidegger’s central theme.”

Where or when did this estrangement from our roots first come to be?  Many may be tempted to say it was coincident with the onset of modernity, but perhaps it happened long before that:

“Granted that modern man has torn himself up by his roots, might not the cause of this lie farther back in his past than he thinks?  Might it not, in fact, lie in the way in which he thinks about the most fundamental of all things, Being itself?”

At this point, it’s worth looking at Heidegger’s overall view of man, and see how it might be colored by his own upbringing in southern Germany:

“The picture of man that emerges from Heidegger’s pages is of an earth-bound, time-bound, radically finite creature-precisely the image of man we should expect from a peasant, in this case a peasant who has the whole history of Western philosophy at his fingertips.”

So Heidegger was in an interesting position by wanting to go back to one of the most basic questions ever asked in philosophy, but to do so with the knowledge of the philosophy that had been developed ever since, hopefully giving him a useful outline of what went wrong in that development.

1. Being

“He has never ceased from that single task, the “repetition” of the problem of Being: the standing face to face with Being as did the earliest Greeks.  And on the very first pages of Being and Time he tells us that this task involves nothing less than the destruction of the whole history of Western ontology-that is, of the way the West has thought about Being.”

Sometimes the only way to make progress in philosophy is through a paradigm shift of some kind, where the most basic assumptions underlying our theories of the world and our existence are called into question; and we may end up having to completely discard what we thought we knew and start over, in order to follow a new path and discover a new way of looking at the problem we first began with.

For Heidegger, the problem all comes down to how we look at beings versus being (or Being), and in particular how little attention we’ve given the latter:

“Now, it is Heidegger’s contention that the whole history of Western thought has shown an exclusive preoccupation with the first member of these pairs, with the thing-which-is, and has let the second, the to-be of what is, fall into oblivion.  Thus that part of philosophy which is supposed to deal with Being is traditionally called ontology-the science of the thing-which-is-and not einai-logy, which would be the study of the to-be of Being as opposed to beings…What it means is nothing less than this: that from the beginning the thought of Western man has been bound to things, to objects.”

And it’s the priority we’ve given to positing and categorizing various types of beings that has distracted us from really contemplating the grounding for any and all beings, Being itself.  It’s more or less been taken for granted or seen as too tenuous or insubstantial to give any attention to.  We can certainly blame our lack of attention toward Being, at least in part, as a result of how we’ve understood it as contingent on the existence of particular objects:

“Once Being has been understood solely in terms of beings, things, it becomes the most general and empty of concepts: ‘The first object of the understanding,’ says St. Thomas Aquinas, ‘that which the intellect conceives when it conceives of anything.’ “

Aquinas seems to have pointed out the obvious here: we can’t easily think of the concept of Being without thinking of beings, and once we’ve thought of beings, we tend to think of its fact of being as not adding anything useful to our conception of the beings themselves (similar to Kant’s claim about existence as a superfluous or useless concept).  Heidegger wants to turn this common assumption on its head:

“Being is not an empty abstraction but something in which all of us are immersed up to our necks, and indeed over our heads.  We all understand the meaning in ordinary life of the word ‘is,’ though we are not called upon to give a conceptual explanation of it.  Our ordinary human life moves within a preconceptual understanding of Being, and it is this everyday understanding of Being in which we live, move, and have our Being that Heidegger wants to get at as a philosopher.”

Since we live our lives with an implicit understanding of Being and its permeating everything in our experience, it seems reasonable that we can turn our attention toward it and build up a more explicit conceptualization or understanding of it.  To do this carefully, without building in too many abstract assumptions or uncertain inferences, we need to make special use of phenomenology in this task.  Heidegger turns to Edmund Husserl’s work to take this project off the ground.

2. Phenomenology and Human Existence

“Instead of making intellectual speculations about the whole of reality, philosophy must turn, Husserl declared, to a pure description of what is…Heidegger accepts Husserl’s definition of phenomenology: he will attempt to describe, he says, and without any obscuring preconceptions, what human existence is.”

And this means that we need to try and analyze our experience without importing the plethora of assumptions and ideas that we’ve been taught about our existence.  We have to try and do a kind of phenomenological reduction, where we suspend our judgment about the way the world works which will include leaving aside (at least temporarily) most if not all of science and its various theories pertaining to how reality is structured.

Heidegger also makes many references to language in his work and, perhaps sharing a common thread with Wittgenstein’s views, dissects language to get at what we really mean by certain words, revealing important nuances that are taken for granted and how our words and concepts constrain our thinking to some degree:

“Heidegger’s perpetual digging at words to get at their hidden nuggets of meaning is one of his most exciting facets…(The thing for itself) will reveal itself to us, he says, only if we do not attempt to coerce it into one of our ready-made conceptual strait jackets.”

Truth is another concept that needs to be reformulated for Heidegger, and he first points out how the Greek word for truth, aletheia, means “un-hiddenness or “revelation”, and so he believes that truth lies in finding out what has been hidden from us; and this goes against our usual views of what is meant by “truth”, where we most often think of it as a status ascribed to propositions that correspond to actual facts about the world.  Since propositions can’t exist without minds, then modern conceptions of truth are limited in a number of ways, which Heidegger wants to find a way around:

“…truth is therefore, in modern usage, to be found in the mind when it has a correct judgment about what is the case.  The trouble with this view is that it cannot take account of other manifestations of truth.  For example, we speak of the “truth” of a work of art.  A work of art in which we find truth may actually have in it no propositions that are true in this literal sense.  The truth of a work of art is in its being a revelation, but that revelation does not consist in a statement or group of statements that are intellectually correct.  The momentous assertion that Heidegger makes is that truth does not reside primarily in the intellect, but that, on the contrary, intellectual truth is in fact a derivative of a more basic sense of truth.”

This more basic sense of truth will be explored more later on, but the important takeaway is that truth for Heidegger seems to involve the structure of our experience and of the beings within that experience; and it lends itself toward a kind of epistemological relativism, depending on how a human being interprets the world they’re interacting with.

On the other hand, if we think about truth as a matter of deciding what we should trust or doubt in terms of what we’re experiencing, we may wind up in a position of solipsism similar to Descartes’, where we come to doubt the “external world” altogether:

“…Descartes’ cogito ergo sum moment, is the point at which modern philosophy, and with it the modern epoch, begins: man is locked up in his own ego.  Outside him is the doubtful world of things, which his science has not taught him are really not the least like their familiar appearances.  Descartes got the external world back through a belief in God, who in his goodness would not deceive us into believing that this external world existed if it really did not.  But the ghost of subjectivism (and solipsism too) is there and haunts the whole of modern philosophy.”

While Descartes pulled himself out of solipsism through the added assumption of another (benevolent) mind existing that was responsible for any and all experience, I think there’s a far easier and less ad hoc solution to this problem.  First, we need to realize that we wouldn’t be able to tell the difference between an experience of an artificial or illusory external reality and one that was truly real independent of our conscious experience, and this means that solipsism is entirely indeterminable and so it’s almost pointless to worry about; and second, we don’t feel that we are the sole authors of every aspect of our experience anyway, otherwise there would be nothing unpredictable or uncertain with respect to any part of our experience, and therefore we’d know everything that will ever happen before it happens with not so much as an inkling of surprise or confusion.

This is most certainly not the case, which means we can be confident that we are not the sole authors of our experience and therefore there really is a reality or a causal structure that is independent of our own will and expectations.  So it’s conceptually simpler to simply define reality in the most broadest sense of the term, as nothing more or less than what we experience at any point in time.  And because we experience what appear to be other beings that are just like ourselves, each appearing to have their own experiences of reality, it’s going to be more natural and intuitive to treat them as such regardless of whether or not they’re really figments of our imagination or products of some unknown higher level reality like The Matrix.

Heidegger does something similar here, where he views our being in the “external” world as essential to who we are, and thus he doesn’t think we can separate ourselves from the world, like Descartes himself did as a result of his methodological skepticism:

“Heidegger destroys the Cartesian picture at one blow: what characterizes man essentially, he says, is that he is Being-in-the-world.  Leibniz had said that the monad has no windows; and Heidegger’s reply is that man does not look out upon an external world through windows, from the isolation of his ego: he is already out-of-doors.  He is in the world because, existing, he is involved in it totally.”

This is fundamentally different from the traditional conception of an ego or self that may or may not exist in a world; within this conception of human beings, one can’t treat the ego as separable from the world that it’s embedded in.  One way to look at this is to imagine that we were separated from the world forever, and then ask ourselves if the mode of living that remains (if any) in the absence of any world is still fundamentally human.  It’s an interesting thought experiment to imagine us somehow as a disembodied mind “residing” within an infinite void of nothingness, but if this were really done for eternity and not simply for a short while where we knew we could later return to the world we left behind, then we’d have no more interactions or relations with any objects or other beings and no mode of living at all.  I think it’s perfectly reasonable to conclude in this case that we would have lost something that we need in order to truly be a human being.  If one fails to realize this, then they’ve simply failed to truly grasp the conditions called for in the thought experiment.

Heidegger drives this point further by describing existence or more appropriately our Being as analogous to a non-localized field as in theoretical physics:

“Existence itself, according to Heidegger, means to stand outside oneself, to be beyond oneself.  My Being is not something that takes place inside my skin (or inside an immaterial substance inside that skin); my Being, rather, is spread over a field or region which is the world of its care and concern.  Heidegger’s theory of man (and of Being) might be called the Field Theory of Man (or the Field Theory of Being) in analogy with Einstein’s Field Theory of Matter, provided we take this purely as an analogy; for Heidegger would hold it a spurious and inauthentic way to philosophize to derive one’s philosophic conclusions from the highly abstract theories of physics.  But in the way that Einstein took matter to be a field (a magnetic field, say)- in opposition to the Newtonian conception of a body as existing inside its surface boundaries-so Heidegger takes man to be a field or region of Being…Heidegger calls this field of Being Dasein.  Dasein (which in German means Being-there) is his name for man.”

So we can see our state of Being (which Heidegger calls Dasein) as one that’s spread out over a number of different interactions and relations we have with other beings in the world.  In some sense we can think of the sum total of all the actions, goals, and beings that we concern ourselves with as constituting our entire field of Being.  And each being, especially each human being, shares this general property of Being even though each of those beings will be embedded within their own particular region of Being with their own set of concerns (even if these sets overlap in some ways).

What I find really fascinating is Heidegger’s dissolution of the subject-object distinction:

“That Heidegger can say everything he wants to say about human existence without using either “man” or “consciousness” means that the gulf between subject and object, or between mind and body, that has been dug by modern philosophy need not exist if we do not make it.”

I mentioned Wittgenstein earlier, because I think Heidegger’s philosophy has a few parallels.  For instance, Wittgenstein treats language and meaning as inherently connected to how we use words and concepts and thus is dependent on the contextual relations between how or what we communicate and what our goals are, as opposed to treating words like categorical objects with strict definitions and well-defined semantic boundaries.  For Wittgenstein, language can’t be separated from our use of it in the world even though we often treat it as if we can (and assuming we can is what often creates problems in philosophy), and this is similar to how Heidegger describes us human beings as inherently inseparable from our extension in the world as manifested in our many relations and concerns within that world.

Heidegger’s reference to Being as some kind of field or region of concern can be illustrated well by considering how a child comes to learn their own name (or to respond to it anyway):

“He comes promptly enough at being called by name; but if asked to point out the person to whom the name belongs, he is just as likely to point to Mommy or Daddy as to himself-to the frustration of both eager parents.  Some months later, asked the same question, the child will point to himself.  But before he has reached that stage, he has heard his name as naming a field or region of Being with which he is concerned, and to which he responds, whether the call is to come to food, to mother, or whatever.  And the child is right.  His name is not the name of an existence that takes place within the envelope of his skin: that is merely the awfully abstract social convention that has imposed itself not only on his parents but on the history of philosophy.  The basic meaning the child’s name has for him does not disappear as he grows older; it only becomes covered over by the more abstract social convention.  He secretly hears his own name called whenever he hears any region of Being named with which he is vitally involved.”

This is certainly an interesting interpretation of this facet of child development, and we might presume that the current social conventions which eventually attach our name to our body arise out of a number of pragmatic considerations such as wanting to provide a label for each conscious agent that makes decisions and behaves in ways that affect other conscious agents, and because our regions of Being overlap in some ways but not in others (i.e. some of my concerns, though not all of them, are your concerns too), it also makes sense to differentiate between all the different “sets of concerns” that comprise each human being we interact with.  But the way we tend to do this is by abstracting the sets of concerns, localizing them in time and space as “mine” and “yours” rather than the way they truly exist in the world.

Nevertheless, we could (in principle anyway) use an entirely different convention where a person’s name is treated as a representation of a non-localized set of causal structures and concerns, almost as if their body extended in some sense to include all of this, where each concern or facet of their life is like a dynamic appendage emanating out from their most concentrated region of Being (the body itself).  Doing so would markedly change the way we see one another, the way we see objects, etc.

Perhaps our state of consciousness can mislead us into forgetting about the non-locality of our field of Being, because our consciousness is spatially constrained to one locus of experience; and perhaps this is the reason why philosophers going all the way back to the Greeks have linked existence directly with our propensity to reflect in solitude.  But this solitary reflection also misleads us into forgetting the average “everydayness” of our existence, where we are intertwined with our community like a sheep directed by the rest of the herd:

“…none of us is a private Self confronting a world of external objects.  None of us is yet even a Self.  We are each simply one among many; a name among the names of our schoolfellows, our fellow citizens, our community.  This everyday public quality of our existence Heidegger calls “the One.”  The One is the impersonal and public creature whom each of us is even before he is an I, a real I.  One has such-and-such a position in life, one is expected to behave in such-and-such a manner, one does this, one does not do that, etc.  We exist thus in a state of “fallen-ness”, according to Heidegger, in the sense that we are as yet below the level of existence to which it is possible for us to rise.  So long as we remain in the womb of this externalized and public existence, we are spared the terror and the dignity of becoming a Self.”

Heidegger’s concept of fallen-ness illustrates our primary mode of living; sometimes we think of ourselves as individuals striving toward our personal self-authored goals but most of the time we’re succumbing to society’s expectations of who we are, what we should become, and how we ought to judge the value of our own lives.  We shouldn’t be surprised by this fact as we’ve evolved as a social species, which means our inclination toward a herd mentality is in some sense instinctual and therefore becomes the path of least resistance.  But because of our complex cognitive and behavioral versatility, we can also consciously rise above this collective limitation; and even if we don’t strive to, in other cases our position within the safety of the collective is torn away from us as a result of the chaos that reigns in on us from life’s many contingencies:

“But…death and anxiety (and such) intrude upon this fallen state, destroy our sheltered position of simply being one among many, and reveal to us our own existence as fearfully and irremediably our own.  Because it is less fearful to be “the One” than to be a Self, the modern world has wonderfully multiplied all the devices of self-evasion.”

It is only by rising out of this state of fallenness, that is, by our rescuing some measure of true individuality, that Heidegger thinks we can live authentically.  But in any case:

“Whether it be fallen or risen, inauthentic or authentic, counterfeit copy or genuine original, human existence is marked by three general traits: 1) mood or feeling; 2) understanding; 3) speech.  Heidegger calls these existentialia and intends them as basic categories of existence (as opposed to more common ones like quantity, quality, space, time, etc.).”

Heidegger’s use of these traits in describing our existence shouldn’t be confused with some set of internal mental states but rather we need to include them within a conception of Being or Dasein as a field that permeates the totality of our existence.  So when we consider the first trait, mood or feeling, we should think of each human being as being a mood rather than simply having a mood.  According to Heidegger, it is through moods that we feel a sense of belonging to the world, and thus, if we didn’t have any mood at all, then we wouldn’t find ourselves in a world at all.

It’s also important to understand that he doesn’t see moods as some kind of state of mind as we would typically take them to be, but rather that all states of mind presuppose this sense of belonging to a world in the first place; they presuppose a mood in order to have the possibilities for any of those states of mind.  And as Barrett mentions, not all moods are equally important for Heidegger:

“The fundamental mood, according to Heidegger, is anxiety (Angst); he does not choose this as primary out of any morbidity of temperament, however, but simply because in anxiety this here-and-now of our existence arises before us in all its precarious and porous contingency.”

It seems that he finds anxiety to be fundamental in part because it is a mood that opens us up to see Being for what it really is: a field of existence centered around the individual rather than society and its norms and expectations; and this perspective largely results from the fact that when we’re in anxiety all practical significance melts away and the world as it was no longer seems to be relevant.  Things that we took for granted now become salient and there’s a kind of breakdown in our sense of everyday familiarity.  If what used to be significant and insignificant reverse roles in this mood, then we can no longer misinterpret ourselves as some kind of entity within the world (the world of “Them”; the world of externally imposed identity and essence); instead, we finally see ourselves as within, or identical with, our own world.

Heidegger also seems to see anxiety as always there even though it may be covered up (so to speak).  Perhaps it’s hiding most of the time because the fear of being a true Self and facing our individuality with the finitude, contingency, and responsibility that goes along with it is often too much for one to bear, so we blind ourselves by shifting into a number of other, less fundamental moods which enhance the significance of the usual day-to-day world, even if the possibility for Being to “reveal itself” to us, is just below the surface.

If we think of moods as a way of our feeling a sense of belonging within a world, where they effectively constitute the total range of ways that things can have significance for us, then we can see how our moods ultimately affect and constrain our view of the possibilities that our world affords us.  And this is a good segue to consider Heidegger’s second trait of Dasein or human Being, namely that of understanding.

“The “understanding” Heidegger refers to here is not abstract or theoretical; it is the understanding of Being in which our existence is rooted, and without which we could not make propositions or theories that can claim to be “true”.  Whence comes this understanding?  It is the understanding that I have by virtue of being rooted in existence.”

I think Heidegger’s concept of understanding (verstehen) is more or less an intuitive sense of knowing how to manipulate the world in order to make use of it for some goal or other.  By having certain goals, we see the world and the entities in that world colored by the context of those goals.  What we desire then will no doubt change the way the world appears to us in terms of what functionality we can make the most use of, what tools are available to us, and whether we see something as a tool or not.  And even though our moods may structure the space of possibilities that we see the world present to us, it is our realizing what these possibilities are that seems to underlie this form of understanding that Heidegger’s referring to.

We also have no choice but to use our past experience to interpret the world, determine what we find significant and meaningful, and to further drive the evolution of our understanding; and of course this process feeds back in on itself by changing our interpretation of the world which changes our dynamic understanding yet again.  And here we might make the distinction between an understanding of the possible uses for various objects and processes, and the specific interpretation of which possibilities are relevant to the task at hand thereby making use of that understanding.

If I’m sitting at my desk with a cup of coffee and a stack of papers in front of me that need to be sorted, my understanding of these entities affords me a number of possibilities depending on my specific mode of Being or what my current concerns are at the present moment.  If I’m tired or thirsty or what-have-you I may want to make use of that cup of coffee to drink from it, but if the window is open and the wind is starting to blow the stack of papers off my desk, I may decide to use my cup of coffee as a paper weight instead of a vessel to drink from.  And if a fly begins buzzing about while I’m sorting my papers and starts to get on my nerves, distracting me from the task at hand, I may decide to temporarily roll up my stack of papers and use it as a fly swatter.  My understanding of all of these objects in terms of their possibilities allows me to interpret an object as a particular possibility that fits within the context of my immediate wants and needs.

I like to think of understanding and interpretation, whether in the traditional sense or in Heidegger’s terms, as ultimately based on our propensity to make predictions about the world and its causal structure.  As a proponent of the predictive processing framework of brain function, I see the ultimate purpose of brains as being prediction generators, where the brain serves to organize information in order to predict the causal structure of the world we interact with; and this is done at many different levels of abstraction, so we can think of us as making use of many smaller-scale modules of understanding as well as various larger-scale assemblies of those individual modules.  In some cases, the larger-scale assemblies constrain which smaller-scale modules can be used and in other cases, the smaller-scale modules are prioritized which constrain or direct the shape of the larger-scale assemblies.

Another way to say this is to say that our brains make use of a number of lower level and higher level predictions (any of which may change over time based on new experiences or desires) and depending on the context we find ourselves in, one level may have more or less influence on another level.  My lowest level predictions may include things like what each “pixel” in my visual field is going to be from moment to moment, and a slightly higher level prediction may include things like what a specific coffee cup looks like, it’s shape, weight, etc., and slightly higher level predictions may include things like what coffee cups in general look like, their range of shapes, weights, etc., and eventually we get to higher levels of predictions that may include what we expect an object can be used for.

All of these predictions taken as a whole constitute our understanding of the world and the specific sets of predictions that come into play at any point in time, depending on our immediate concerns and where our attention is directed, constitute our interpretation of what we’re presently experiencing.  Barrett points to the fact that what we consider to be truth in the most primitive sense is this intuitive sense of understanding:

“Truth and Being are thus inseparable, given always together, in the simple sense that a world with things in it opens up around man the moment he exists.  Most of the time, however, man does not let himself see what really happens in seeing.”

This process of the world opening itself up to us, such that we have an immediate sense of familiarity with it, is a very natural and automated process and so unless we consciously pull ourselves out of it to try and externally reflect on this situation, we’re just going to take our understanding and interpretation for granted.  But regardless of whether we reflect on it or not, this process of understanding and interpretation is fundamental to how we exist in the world, and thus it is fundamental to our Being in the world.

Speech is the last trait of Dasein that Heidegger mentions, and it is intimately connected with the other two traits, mood and understanding.  So what exactly is he referring to by speech?

“Speech:  Language, for Heidegger, is not primarily a system of sounds or of marks on paper symbolizing those sounds.  Sounds and marks upon paper can become language only because man, insofar as he exists, stands within language.”

This is extremely reminiscent of Wittgenstein once again, since Wittgenstein views language in terms of how it permeates our day-to-day lives within a community or social group of some kind.  Language isn’t some discrete set of symbols with fixed meanings, but rather is a much more dynamic, context-dependent communication tool.  We primarily use language to accomplish some specific goal or another in our day-to-day lives, and this is a fundamental aspect of how we exist as human beings.  Because language is attached to its use, the meaning of any word or utterance (if any) is derived from its use as well.  Sounds and marks on paper are meaningless, unless we first ascribe a meaning to it based on how its been used in the past and how its being used in the present.

And as soon as we pick up language during our child development, it becomes automatically associated with our thought processes where we begin to think in our native language, and both real perceptions and figments of our imagination are instantly attached to some linguistic label in our heads.  If I showed you a picture of an elephant, the word elephant would no doubt enter your stream of consciousness, even without my saying the word or asking you what animal you saw in the picture.  Whether our thinking linguistically comes about as a result of having learned a specific language, or if its an innate feature of our how our brains function, language permeates our thought as well as our interactions with others in the world.

While we tend to think of language as involving words, sounds, and so forth, Heidegger has an interesting take on what else falls under the umbrella of language:

“Two people are talking together.  They understand each other, and they fall silent-a long silence.  This silence is language; it may speak more eloquently than any words.  In their mood they are attuned to each other; they may even reach down into that understanding which, as we have seen above, lies below the level of articulation.  The three-mood, understanding, and speech (a speech here that is silence)-thus interweave and are one.”

I’m not sure if Heidegger is only referring to silence itself here or if he’s also including body language, which often continues even after we’ve stopped talking and which sometimes speaks better than verbal language ever could.  In silence, we often get a chance to simply read another person in a much more basic and instinctual way, ascertaining their mood, and allowing any language that may have recently transpired to be interpreted differently than if a long silence had never occurred.  Heidegger refers to what happens in silence as an attunement between fellow human beings:

“…Nor is this silence merely a gap in our chatter; it is, rather, the primordial attunement of one existent to another, out of which all language-as sounds, marks, and counters-comes.  It is only because man is capable of such silence that he is capable of authentic speech.  If he ceases to be rooted in that silence all his talk becomes chatter.”

We may however also want to consider silence when it is accompanied with action, as our actions speak louder than words and we gain information primarily in this way anyway, by simply watching another do something in the world.  And language can only work within the context of mutual understanding, which necessarily involves action (at some point) and so perhaps we could say that action at least partially constitutes the “silence” that Heidegger refers to.

Heidegger’s entire “Field Theory” of Being relies on context, and Barrett mentions this as well:

“…we might just as well call it a contextual theory of Being.  Being is the context in which all beings come to light-and this means those beings as well that are sounds or marks on paper…Men exist “within language” prior to their uttering sounds because they exist within a mutual context of understanding, which in the end is nothing but Being itself.”

I think that we could interpret this as saying that in order for us to be able to interact with one another and with the world, there’s a prerequisite context of meaning and of what matters to us, already in play in order for those interactions to be possible in the first place.  In other words, whether we’re talking to somebody or simply trying to cook our breakfast, all of our actions presuppose some background of understanding and a sense of what’s significant to us.

3. Death, Anxiety, Finitude

Heidegger views the concept of death as an important one especially as it relates to a proper understanding of the concept of Being, and he also sees the most common understanding of death as fundamentally misguided:

“The authentic meaning of death-“I am to die”-is not as an external and public fact within the world, but as an internal possibility of my own Being.  Nor is it a possibility like a point at the end of a road, which I will in time reach.  So long as I think in this way, I still hold death at a distance outside myself.  The point is that I may die at any moment, and therefore death is my possibility now…Hence, death is the most personal and intimate of possibilities, since it is what I must suffer for myself: nobody else can die for me.”

I definitely see the merit in viewing death as an imminent possibility in order to fully grasp the implications it has on how we should be living our lives.  But most people tend to consider death in very abstract terms where it’s only thought about in the periphery as something that will happen “some day” in the future; and I think we owe this abstraction and partial repression of death to our own fear of death.  In many other cases, this fear of death manifests itself into supernatural beliefs that posit life after death, the resurrection of the dead, immortality, and other forms of magic; and importantly, all of these psychologically motivated tactics prevent one from actually accepting the truth about death as an integral part of our existence as human beings.  By denying the truth about death, one is denying the true value of the life they actually have.  On the other hand, by accepting it as an extremely  personal and intimate attribute of ourselves, we can live more authentically.

We can also see that by viewing death in more personal terms, we are pulled out the world of “Them”, the collective world of social norms and externalized identities, and able to better connect with our sense of being a Self:

“Only by taking my death into myself, according to Heidegger, does an authentic existence become possible for me.  Touched by this interior angel of death, I cease to be the impersonal and social One among many…and I am free to become myself.”

Thinking about death may make us uncomfortable, but if I know I’m going to die and could die at any moment, then shouldn’t I prioritize my personal endeavors to reflect this radical contingency?  It’s hard to argue with that conclusion but even if we should be doing this it’s understandably easy to get lost in our mindless day-to-day routines and superficial concerns, and then we simply lose sight of what we ought to be doing with our limited time.  It’s important to break out of this pattern, or at least to strive to, and in doing so we can begin to center our lives around truly personal goals and projects:

“Though terrifying, the taking of death into ourselves is also liberating: It frees us from servitude to the petty cares that threaten to engulf our daily life and thereby opens us to the essential projects by which we can make our lives personally and significantly our own.  Heidegger calls this the condition of “freedom-toward-death” or “resoluteness.”

The fear of death is also unique and telling in the sense that it isn’t really directed at any object but rather it is directed at Nothingness itself.  We fear that our lives will come to an end and that we’ll one day cease to be.  Heidegger seems to refer to this disposition as anxiety rather than fear, since it isn’t really the fear of anything but rather the fear of nothing at all; we just treat this nothing as if it were an object:

“Anxiety is not fear, being afraid of this or that definite object, but the uncanny feeling of being afraid of nothing at all.  It is precisely Nothingness that makes itself present and felt as the object of our dread.”

Accordingly, the concept of Nothingness is integral to the concept of Being, since it’s interwoven in our existence:

“In Heidegger Nothingness is a presence within our own Being, always there, in the inner quaking that goes on beneath the calm surface of our preoccupation with things.  Anxiety before Nothingness has many modalities and guises: now trembling and creative, now panicky and destructive; but always it is as inseparable from ourselves as our own breathing because anxiety is our existence itself in its radical insecurity.  In anxiety we both are and are not, at one and the same time, and this is our dread.”

What’s interesting about this perspective is the apparent asymmetry between existence and non-existence, at least insofar as it relates to human beings.  Non-existence becomes a principal concern for us as a result of our kind of existence, but non-existence itself carries with it no concerns at all.  In other words, non-existence doesn’t refer to anything at all whereas (human) existence refers to everything as well as to nothing (non-existence).  And it seems to me that anxiety and our relation to Nothingness is entirely dependent on our inherent capacity of imagination, where we use imagination to simulate possibilities, and if this imagination is capable of rendering the possibility of our own existence coming to an end, then that possibility may forcefully reorganize the relative significance of all other products of our imagination.

As confusing as it may sound, death is the possibility of ending all possibilities for any extant being.  If imagining such a possibility were not enough to fundamentally change one’s perspective of their own life, then I think that combining it with the knowledge of its inevitability, that this possibility is also a certainty, ought to.  Another interesting feature of our existence is the fact that death isn’t the only possibility that relates to Nothingness, for anytime we imagine a possibility that has not yet been realized or even if we conceive of an actuality that has been realized, we are making reference to that which is not; we are referring to what we are not, to what some thing or other is not and ultimately to that which does not exist (at a particular time and place).  I only know how to identify myself, or any object in the world for that matter, by distinguishing it from what it is not.

“Man is finite because the “not”-negation-penetrates the very core of his existence.  And whence is this “not” derived?  From Being itself.  Man is finite because he lives and moves within a finite understanding of Being.”

As we can see, Barrett describes how within Heidegger’s philosophy negation is treated as something that we live and move within and this makes sense when we consider what identity itself is dependent on.  And the mention of finitude is interesting because it’s not simply a limitation in the sense of what we aren’t capable of (e.g. omnipotence, immortality, perfection, etc.), but rather that our mode of existence entails making discriminations between what is and what isn’t, between what is possible and what is not, between what is actual and what is not.

4. Time and Temporality; History

The last section on Heidegger concerns the nature of time itself, and it begins by pointing out the relation between negation and our experience of time:

“Our finitude discloses itself essentially in time.  In existing…we stand outside ourselves at once open to Being and in the open clearing of Being; and this happens temporally as well as spatially.  Man, Heidegger says, is a creature of distance: he is perpetually beyond himself, his existence at every moment opening out toward the future.  The future is the not-yet, and the past is the no-longer; and these two negatives-the not-yet and the no-longer-penetrate his existence.  They are his finitude in its temporal manifestation.”

I suppose we could call this projection towards the future the teleological aspect of our Being.  In order to do anything within our existence, we must have a goal or a number of them, and these goals refer to possible future states of existence that can only be confirmed or disconfirmed once our growing past subsumes them as actualities or lost opportunities.  We might even say that the present is somewhat of an illusion (though as far as I know Heidegger doesn’t make this claim) because in a sense we’re always living in the future and in the past, since the person we see ourselves as and the person we want to be are a manifestation of both; whereas the present itself seems to be nothing more than a fleeting moment that only references what’s in front or behind itself.

In addition to this, if we look at how our brain functions from a predictive coding perspective, we can see that our brain generates predictive models based on our past experiences and the models it generates are pure attempts to predict the future; nowhere does the present come into play.  The present as it is experienced by us, is nothing but a prediction of what is yet to come.  I think this is integral to take into account when considering how time is experienced by us and how it should be incorporated into a concept of Being.

Heidegger’s concept of temporality is also tied to the concept of death that we explored earlier.  He sees death as necessary to put our temporal existence into a true human perspective:

“We really know time, says Heidegger, because we know we are going to die.  Without this passionate realization of our mortality, time would be simply a movement of the clock that we watch passively, calculating its advance-a movement devoid of human reasoning…Everything that makes up human existence has to be understood in the light of man’s temporality: of the not-yet, the no-longer, the here-and-now.”

It’s also interesting to consider what I’ve previously referred to as the illusion of persistent identity, an idea that’s been explored by a number of philosophers for centuries: we think of our past self as being the same person as our present or future self.  Now whether the present is actually an illusion or not is irrelevant to this point; the point is that we think of ourselves as always being there in our memories and at any moment of time.  The fact that we are all born into a society that gives us a discrete and fixed name adds to this illusion of our having an identity that is fixed as well.  But we are not the same person that we were ten years ago let alone the same person we were as a five-year old child.  We may share some memories with those previous selves but even those change over time and are often altered and reconstructed upon recall.  Our values, our ontology, our language, our primary goals in life, are all changing to varying degrees over time and we mustn’t lose sight of this fact either.  I think this “dynamic identity” is a fundamental aspect of our Being.

We might help to explain how we’re taken in by the illusion of a persistent identity by understanding once again that our identity is fundamentally projected toward the future.  Since that projection changes over time (as our goals change) and since it is a process that relies on a kind of psychological continuity, we might expect to simply focus on the projection itself rather than what that projection used to be.  Heidegger stresses the importance of the future in our concept of Being:

“Heidegger’s theory of time is novel, in that, unlike earlier philosophers with their “nows,” he gives priority to the future tense.  The future, according to him, is primary because it is the region toward which man projects and in which he defines his own being.  “Man never is, but always is to be,” to alter slightly the famous line of Pope.”

But, since we’re always relying on past experiences in order to determine our future projection, to give it a frame of reference with which we can evaluate that projected future, we end up viewing our trajectory in terms of human history:

“All these things derive their significance from a more basic fact: namely, that man is the being who, however dimly and half-consciously, always understands, and must understand, his own being historically.”

And human history, in a collective sense also plays a role, since our view of ourselves and of the world is unavoidably influenced by the cultural transmission of ideas stemming from our recent past all the way to thousands of years ago.  A lot of that influence has emanated from the Greeks especially (as Barrett has mentioned throughout Irrational Man), and it’s had a substantial impact on our conceptualization of Being as well:

“By detaching the figure from the ground the object could be made to emerge into the daylight of human consciousness; but the sense of the ground, the environing background, could also be lost.  The figure comes into sharper focus, that is, but the ground recedes, becomes invisible, is forgotten.  The Greeks detached beings from the vast environing ground of Being.  This act of detachment was accompanied by a momentous shift in the meaning of truth for the Greeks, a shift which Heidegger pinpoints as taking place in a single passage in Plato’s Republic, the celebrated allegory of the cave.”

Through the advent of reason and forced abstraction, the Greeks effectively separated the object from the context it’s normally embedded within.  But if a true understanding of our Being in the world can only be known contextually, then we can see how Heidegger may see a crucial problem with this school of thought which has propagated itself in Western philosophy ever since Plato.  Even the concept of truth itself had underwent a dramatic change as a result of the Greeks discovering and developing the process of reason:

“The quality of unhiddenness had been considered the mark of truth; but with Plato in that passage truth came to be defined, rather, as the correctness of an intellectual judgment.”

And this concept of unhiddenness seems to be a variation of “subjective truth” or “subjective understanding”, although it shouldn’t be confused with modern subjectivism; in this case the unhiddenness would naturally precipitate from whatever coherency and meaning is immediately revealed to us through our conscious experience.  I think that the redefining of truth had less of an impact on philosophy than Heidegger may have thought; the problem wasn’t the redefining of truth per se but rather the fact that a contextual understanding and subjective experience itself lost the level of importance they once had.  And I’m sure Heidegger would agree that this perceived loss of importance for both subjectivity and for a holistic understanding of human existence has led to a major shift in our view of the world, and a view that has likely resulted in some of the psychological pathologies sprouting up in our age of modernity.

Heidegger thought that allowing Being to reveal itself to us, was analogous to an artist letting the truth reveal itself naturally:

“…the artist, as well as the spectator, must submit patiently and passively to the artistic process, that he must lie in wait for the image to produce itself; that he produces false notes as soon as he tries to force anything; that, in short, he must let the truth of his art happen to him?  All of these points are part of what Heidegger means by our letting Being be.  Letting it be, the artist lets it speak to him and through him; and so too the thinker must let it be thought.”

He seems to be saying that modern ways of thinking are too forceful in the sense of our always prioritizing the subject-object distinction in our way of life.  We’ve let the obsessive organization of our lives and the various beings within those lives drown out our appreciation of, and ability to connect to, Being itself.  I think that another way we could put this is to say that we’ve split ourselves off from the sense of self that has a strong connection to nature and this has disrupted our ability to exist in a mode that’s more in tune with our evolutionary psychology, a kind of harmonious path of least resistance.  We’ve become masters over manipulating our environment while simultaneously losing our innate connection to that environment.  There’s certainly a lesson to be learned here even if the problem is difficult to articulate.

•      •      •      •      •

This concludes William Barrett’s chapter on Martin Heidegger.  I’ve gotta say that I think Heidegger’s views are fascinating as they serve to illustrate a radically different way of viewing the world and human existence, and for those that take his philosophy seriously, it forces us to re-evaluate much of the Western philosophical thought that we’ve been taking for granted, and which has constrained a lot of our thinking.  And I think it’s both refreshing and worthwhile to explore some of these novel ideas as they help us see life through an entirely new lens.  We need a shift in our frame of mind; a need to think outside the box so we have a better chance of finding new solutions to many of the problems we face in today’s world.  In the next post for this series on William Barrett’s Irrational Man, I’ll be looking at the philosophy of Jean-Paul Sartre.